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I•••• A•••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

I•••• A•••• P•••••••• L••

CRD 154503

CARMEL, IN

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Search this name across graphsid dfx:ria:a701907f-5600-d878-572c-bc728f8d6d58

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 3
Observed: Dec 22, 2011 to Mar 19, 2026
43 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

I•••• A•••• P•••••••• L••

Family office · shared crd

Independent Sponsorsidentity

I•••• A•••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

I•••• A•••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.17 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $685MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $632M
Private client RAUM: $554MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••• J• G•••••	n/a	CARMEL, IN	16	26	2	no
D•••• J• D••••••••	n/a	INDIANAPOLIS, IN	12	16

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••• D••••••••• A•••• F•••• L•••	Hedge Fund	$66.4M	Oct 8, 2024	46	Mar 30, 2012	reported	021-161660
I•••• D••••••••• A••••••• R••••• F•••• L••	Hedge Fund	$31.6M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• K••••• M••••••	Member	D	yes	02/2018	Feb 1, 2018	Oct 8, 2024
D••••••••• D••••• J•	CHIEF COMPLIANCE OFFICER	Na	yes	04/2014	Feb 2, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••• D••••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a
N•• V••••••• A• M••••••• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$685M	$723M	-5.2%	$730M	-2.1%	9	9	0	0

Relationships

Advises (5)

→ I•••• D••••••••• I••••• F••• I•• L••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ N•• V••••••• A• S••••••••• L••Private fundPrivate Equity Fund, IA
Dec 18, 2018 to presentfactForm ADV
→ I•••• D••••••••• A••••••• R••••• F•••• L••Private fundHedge Fund, IA
Dec 18, 2018 to presentfactForm ADV
→ I•••• D••••••••• I••••• F•••

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
Robert Dalzell left I•••• A•••• P•••••••• L•• for Fnex Wealth, Llc (registered 2025-03-20)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2024
Control person left
Allen Jay Brammer (Member) no longer on Schedule A of I•••• A•••• P•••••••• L•• (listed 2023-06-05, absent 2024-03-29)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
I•••• A•••• P•••••••• L•• reported RAUM $616.5M, up 68% from $367.4M (2019-11-13 to 2020-03-31)
Form ADVobserved 7 days ago
$249M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a701907f-5600-d878-572c-bc728f8d6d58
First observed: Dec 22, 2011
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 19, 2026	$685M	$632M	9	3	0	3	n/a
2024	Mar 26, 2025	$723M	$669M	9	4	0	5	n/a
2023	Mar 29, 2024	$792M	$734M	9	3	0	5	$153M
2022	Mar 31, 2023	$730M	$729M	14	4	0	5	$163M
2021	Mar 31, 2022	$701M	$699M	13	4	0	4	$167M
2020	Mar 31, 2021	$648M	$648M	13	4	0	4	$174M
2019	Mar 31, 2020	$617M	$617M	14	5	0	4	$151M
2018	Mar 29, 2019	$367M	$367M	12	4	0	3	$116M
2017	Feb 1, 2018	$322M	$173M	9	3	0	1	$68.9M
2016	Mar 23, 2017	$162M	$86.7M	3	2	n/a	1	$35.4M
2015	Mar 4, 2016	$153M	$86.7M	4	3	n/a	1	$29.6M
2014	Mar 23, 2015	$140M	$101M	4	4	n/a	1	$24.4M
2013	Mar 26, 2014	$117M	$79.6M	4	3	n/a	1	$25.3M
2012	Feb 26, 2013	$99.3M	$66.7M	4	3	n/a	1	$20.3M
2011	Mar 30, 2012	$91.4M	$62.4M	n/a	n/a	n/a	1	$18.4M