This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Feb 10, 2023

First registration

Feb 20, 2024

Dual registered

yes, broker-dealer

Other names

Kevin Patrick Barrett|Kevin Barrett

IAPD individual key

7652842

• Occurred

  Jul 8, 2025
  Advisor changed firm

  Kevin Patrick Barrett left Equitable Advisors, Llc for Ladenburg Thalmann Asset Management Inc (registered 2025-10-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4d630dd8-7b56-6935-2e2f-3292c32e507f

First observed

Feb 20, 2024

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.