DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

TIMOTHY BERNHARD KAUK

Advisor at VANGUARD ADVISERS, INC.

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d631bf9-b32a-5ab5-9788-6a5ba04561bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 3, 2008
First registration: Jul 15, 2008
Dual registered: yes, broker-dealer
Other names: TIM B KAUK|TIMOTHY B KAUK|TIMOTHY KAUK|TIMOTHY Bernhard KAUK|TIM KAUK
IAPD individual key: 5506786

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Apr 15, 2019	n/a	yes	SCOTTSDALE, AZ	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Apr 4, 2019	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jul 12, 2013	Jan 8, 2018	no	PHOENIX, AZ	Previous registration
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Nov 15, 2010	Dec 3, 2012	no	SCOTTSDALE, AZ\|CHICAGO, IL	Previous registration
EDWARD JONES	National bd RIA	Jul 15, 2008	Sep 13, 2010	no	ST LOUIS, MO\|GILBERT, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	VANGUARD ADVISERS, INC.	Apr 4, 2019	Apr 15, 2019	11	Firm change	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
B. C. ZIEGLER AND COMPANY	USAA FINANCIAL PLANNING SERVICES	Dec 3, 2012	Jul 12, 2013	221	Firm change	Other
EDWARD JONES	B. C. ZIEGLER AND COMPANY	Sep 13, 2010	Nov 15, 2010	63	Firm change	Other

Relationships

Registered with (5)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Apr 15, 2019 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Apr 4, 2019factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 12, 2013 to Jan 8, 2018factForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Nov 15, 2010 to Dec 3, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 15, 2008 to Sep 13, 2010factForm ADV

Dated events

No dated event names this entity yet.