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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEBER ASSET MANAGEMENT, INC.

CRD 106267

LAKE SUCCESS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d68de8f-0cae-3dd8-20ca-dea958c75b3a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2012 to Mar 30, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $652MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $652M
Private client RAUM: $652MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $652Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 737
Individual clients: 236
High net worth clients: 169
Custody, client assets: $154M
SEC number: 801-42886
CRD: 106267
Filings on the tape: 27
First filed: Jan 25, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NY
Website: weberasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JENNIFER LEGUM WEBER	Certified Financial Planner	LAKE SUCCESS, NY	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WEBER, JENNIFER, LEGUM	FINANCIAL PLANNER	C	yes	02/2018	Mar 19, 2018	Feb 16, 2024
WEBER, KEN	President	D	yes	07/1992	Jan 25, 2012	Feb 16, 2024
DALY, KATHLEEN, M	VICE PRESIDENT	Na	no	10/1986	Jan 25, 2012	Feb 16, 2024
MARKOWITZ, STUART, E	CHIEF COMPLIANCE OFFICER	Na	no	06/1999	Jan 25, 2012	Feb 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$652M	$652M	8	7	0	n/a	n/a
2024	Jan 29, 2025	$583M	$583M	6	6	0	n/a	n/a
2023	Feb 16, 2024	$473M	$473M	6	6	0	n/a	n/a
2022	Mar 3, 2023	$422M	$422M	6	6	0	n/a	n/a
2021	Feb 4, 2022	$534M	$534M	6	6	0	n/a	n/a
2020	Mar 17, 2021	$445M	$445M	6	6	0	n/a	n/a
2019	Mar 27, 2020	$384M	$384M	6	6	0	n/a	n/a
2018	Mar 29, 2019	$328M	$328M	6	6	0	n/a	n/a
2017	Mar 19, 2018	$378M	$378M	6	6	0	n/a	n/a
2016	Jan 24, 2017	$333M	$333M	5	5	n/a	n/a	n/a
2015	Jan 14, 2016	$326M	$326M	5	5	n/a	n/a	n/a
2014	Jan 22, 2015	$336M	$336M	5	5	n/a	n/a	n/a
2013	Jan 30, 2014	$320M	$320M	5	5	n/a	n/a	n/a
2012	Jan 31, 2013	$258M	$258M	5	5	n/a	n/a	n/a
2011	Jan 25, 2012	$239M	$239M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$652M	$583M	11.8%	$422M	15.6%	8	6	0	0

Relationships

Registered with (1)

← JENNIFER LEGUM WEBERAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV

Controls (2)

← WEBER, KENOwnerPRESIDENT, ownership code D, individual
Jan 25, 2012 to Feb 16, 2024factForm ADV
← WEBER, JENNIFER, LEGUMOwnerFINANCIAL PLANNER, ownership code C, individual
Mar 19, 2018 to Feb 16, 2024factForm ADV

Owns (2)

← MARKOWITZ, STUART, EOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 25, 2012 to Feb 16, 2024factForm ADV
← DALY, KATHLEEN, MOwnerVICE PRESIDENT, ownership code NA, individual
Jan 25, 2012 to Feb 16, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d68de8f-0cae-3dd8-20ca-dea958c75b3a
First observed: Jan 25, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEBER ASSET MANAGEMENT, INC.

CRD 106267

LAKE SUCCESS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d68de8f-0cae-3dd8-20ca-dea958c75b3a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JENNIFER LEGUM WEBER

Certified Financial Planner

LAKE SUCCESS, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WEBER, JENNIFER, LEGUM

FINANCIAL PLANNER

yes

02/2018

Mar 19, 2018

Feb 16, 2024

WEBER, KEN

President

yes

07/1992

Jan 25, 2012

Feb 16, 2024

DALY, KATHLEEN, M

VICE PRESIDENT

10/1986

Jan 25, 2012

Feb 16, 2024

MARKOWITZ, STUART, E

CHIEF COMPLIANCE OFFICER

06/1999

Jan 25, 2012

Feb 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$652M

n/a

2024

Jan 29, 2025

$583M

n/a

2023

Feb 16, 2024

$473M

n/a

2022

Mar 3, 2023

$422M

n/a

2021

Feb 4, 2022

$534M

n/a

2020

Mar 17, 2021

$445M

n/a

2019

Mar 27, 2020

$384M

n/a

2018

Mar 29, 2019

$328M

n/a

2017

Mar 19, 2018

$378M

n/a

2016

Jan 24, 2017

$333M

n/a

2015

Jan 14, 2016

$326M

n/a

2014

Jan 22, 2015

$336M

n/a

2013

Jan 30, 2014

$320M

n/a

2012

Jan 31, 2013

$258M

n/a

2011

Jan 25, 2012

$239M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$652M

$583M

11.8%

$422M

15.6%