DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• A•••• M••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Jan 25, 2012 · 27 filings
SEC status approved since Jan 12, 1993
RAUM
$652M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$652M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$652M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$652M as of Mar 30, 2026
Jan 25, 2012$239M then
HNW client RAUM$560M as of Mar 30, 2026
Mar 19, 2018$274M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Jan 25, 20120 then
Employees (5.A)8 as of Mar 30, 2026
Jan 31, 20135 then
Private funds: no history
RAUM +12% over the last fiscal year+16% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $652MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 405derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $883,990derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $154M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$560M86%
- Individuals$91.9M14%
- Individual clients
- 236reported
- HNW clients
- 169reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 737reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $154M for 49 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• L•••• W••••Certified Financial Planner | Lake Success, Ny | Oct 27, 2025 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••••• L•••• W•••• from M••••• S••••••Oct 27, 2025 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••• J•••••••• L•••• · Financial Plannercontrolsince 02/2018 · owns 25% to 50%
- W••••• K•• · Presidentcontrolsince 07/1992 · owns 50% to 75%
- D•••• K•••••••• M• · Vice Presidentsince 10/1986 · owns less than 5%
- M••••••••• S•••••• E• · Chief Compliance Officersince 06/1999 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-06, yes on the filing of 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 743 to 737Nov 6, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Nov 6, 2025 to Mar 30, 2026
- HNW clients · 117 to 169Nov 6, 2025 to Mar 30, 2026
- Individual clients · 227 to 236Nov 6, 2025 to Mar 30, 2026
- Assets in custody · unset to 153527814.0Nov 6, 2025 to Mar 30, 2026
- Custody of client assets · false to trueNov 6, 2025 to Mar 30, 2026
- Employees · 6 to 8Nov 6, 2025 to Mar 30, 2026
- Financial planning clients · 11-25 to 51-100Nov 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $583M to $652MNov 6, 2025 to Mar 30, 2026
- HNW RAUM · $451M to $560MNov 6, 2025 to Mar 30, 2026
- Individual RAUM · $131M to $91.9MNov 6, 2025 to Mar 30, 2026
- RAUM · $583M to $652MNov 6, 2025 to Mar 30, 2026
- State-registered IARs · 0 to 1Aug 20, 2025 to Nov 6, 2025
- Accounts · 726 to 743Feb 16, 2024 to Jan 29, 2025
- HNW clients · 143 to 117Feb 16, 2024 to Jan 29, 2025
- Individual clients · 205 to 227Feb 16, 2024 to Jan 29, 2025
- Financial planning clients · 11-25 to 11-25Feb 16, 2024 to Jan 29, 2025
- Discretionary RAUM · $473M to $583MFeb 16, 2024 to Jan 29, 2025
- HNW RAUM · $376M to $451MFeb 16, 2024 to Jan 29, 2025
- Individual RAUM · $97.0M to $131MFeb 16, 2024 to Jan 29, 2025
- RAUM · $473M to $583MFeb 16, 2024 to Jan 29, 2025
- Accounts · 717 to 726Mar 3, 2023 to Feb 16, 2024
- HNW clients · 62 to 143Mar 3, 2023 to Feb 16, 2024
- Individual clients · 655 to 205Mar 3, 2023 to Feb 16, 2024
- Discretionary RAUM · $422M to $473MMar 3, 2023 to Feb 16, 2024
- HNW RAUM · $171M to $376MMar 3, 2023 to Feb 16, 2024
- Individual RAUM · $251M to $97.0MMar 3, 2023 to Feb 16, 2024
- RAUM · $422M to $473MMar 3, 2023 to Feb 16, 2024
- Accounts · 702 to 717Feb 4, 2022 to Mar 3, 2023
- HNW clients · 111 to 62Feb 4, 2022 to Mar 3, 2023
- Individual clients · 234 to 655Feb 4, 2022 to Mar 3, 2023
- Discretionary RAUM · $534M to $422MFeb 4, 2022 to Mar 3, 2023
- HNW RAUM · $404M to $171MFeb 4, 2022 to Mar 3, 2023
- Individual RAUM · $130M to $251MFeb 4, 2022 to Mar 3, 2023
- RAUM · $534M to $422MFeb 4, 2022 to Mar 3, 2023
- Accounts · 648 to 702Sep 14, 2021 to Feb 4, 2022
- HNW clients · 70 to 111Sep 14, 2021 to Feb 4, 2022
- Individual clients · 275 to 234Sep 14, 2021 to Feb 4, 2022
- Discretionary RAUM · $445M to $534MSep 14, 2021 to Feb 4, 2022
- HNW RAUM · $250M to $404MSep 14, 2021 to Feb 4, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/weber-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 516-326-3299reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $652Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026