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Advisor at APOLLON WEALTH MANAGEMENT, LLC
DENVER, CO | MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | Independent wealth | Jan 1, 2025 | n/a | yes | DENVER, CO|MOUNT PLEASANT, SC | Current employment |
| CASCADE FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Dec 6, 2011 | Feb 12, 2021 | no | GREENWOOD VILLAGE, CO|DENVER, CO|DENVER, CO | Previous registration |
| ADRIAN & ASSOCIATES INC | n/a | Oct 14, 2011 | Oct 19, 2011 | no | GREENWOOD VILLAGE, CO | Previous registration |
| ADRIAN & ASSOCIATES INC | n/a | Mar 1, 2010 | Sep 6, 2011 | no | n/a | Previous registration |
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Jan 8, 2010 | Oct 17, 2011 | no | GREENWOOD VILLAGE, CO|COLORADO SPRINGS, CO | Previous registration |
| CLIFTON GUNDERSON WEALTH ADVISORS | Former SEC adviser | Feb 10, 2005 | Jan 4, 2010 | no | GREENWOOD VILLAGE, CO | Previous registration |
| ADRIAN & ASSOCIATES INC | n/a | Jan 1, 1999 | Dec 5, 2005 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CASCADE FINANCIAL MANAGEMENT, INC. | APOLLON WEALTH MANAGEMENT, LLC | Feb 12, 2021 | Jan 1, 2025 | 1,419 | Firm change after gap | RIA to RIA |
| ADRIAN & ASSOCIATES INC | CASCADE FINANCIAL MANAGEMENT, INC. | Oct 19, 2011 | Dec 6, 2011 | 48 | Firm change | Other |
| GENEOS WEALTH MANAGEMENT, INC. | ADRIAN & ASSOCIATES INC | Oct 17, 2011 | Mar 1, 2010 | -595 | Firm change after gap | Other |
| CLIFTON GUNDERSON WEALTH ADVISORS | GENEOS WEALTH MANAGEMENT, INC. | Jan 4, 2010 | Jan 8, 2010 | 4 | Firm change | Other |
| ADRIAN & ASSOCIATES INC | CLIFTON GUNDERSON WEALTH ADVISORS | Dec 5, 2005 | Feb 10, 2005 | -298 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 119030:291902:CO:2021-02-12 | Feb 12, 2021 | Jan 1, 2025 | DENVER, CO | Firm change after gap |