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RIA / WealthAdvisor21 years in industry

SCOTT DAVID FRANK

Advisor at DEWITT CAPITAL MANAGEMENT

COLLEGEVILLE, PA | Queen Creek, AZ

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Search this name across graphsid dfx:ria:4d7d45c6-bad7-7335-39e1-926e1c726dc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DEWITT CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 7, 2005
First registration: Feb 8, 2005
Dual registered: no
Other names: SCOTT D FRANK
IAPD individual key: 4878066

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DEWITT CAPITAL MANAGEMENT	Independent wealth	May 3, 2018	n/a	yes	COLLEGEVILLE, PA\|Queen Creek, AZ	Current employment
ETF MODEL SOLUTIONS, LLC	Independent wealth	Feb 5, 2018	Apr 18, 2018	no	Ramsey, NJ\|APPLETON, WI	Previous registration
DEWITT CAPITAL MANAGEMENT	Independent wealth	Dec 4, 2015	Feb 2, 2016	no	Franklin Lakes, NJ\|COLLEGEVILLE, PA	Previous registration
BLUE SPRUCE GLOBAL ADVISORS, LLC	Former SEC adviser	Jun 23, 2009	Sep 30, 2015	no	FRANKLIN LAKES, NJ	Previous registration
BLUE SPRUCE GLOBAL ADVISORS, LLC	Former SEC adviser	Mar 9, 2007	Dec 31, 2007	no	FRANKLIN LAKES, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 8, 2005	Apr 25, 2006	no	AUBURN HILLS, MI\|AUBURN HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ETF MODEL SOLUTIONS, LLC	DEWITT CAPITAL MANAGEMENT	Apr 18, 2018	May 3, 2018	15	Firm change	RIA to RIA
DEWITT CAPITAL MANAGEMENT	ETF MODEL SOLUTIONS, LLC	Feb 2, 2016	Feb 5, 2018	734	Firm change after gap	Other
BLUE SPRUCE GLOBAL ADVISORS, LLC	DEWITT CAPITAL MANAGEMENT	Sep 30, 2015	Dec 4, 2015	65	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BLUE SPRUCE GLOBAL ADVISORS, LLC	Apr 25, 2006	Mar 9, 2007	318	Firm change	Other

Relationships

Registered with (4)

→ DEWITT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Dec 4, 2015 to Feb 2, 2016factForm ADV
→ ETF MODEL SOLUTIONS, LLCRegistered adviserregistration: previous registration
Feb 5, 2018 to Apr 18, 2018factForm ADV
→ BLUE SPRUCE GLOBAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 23, 2009 to Sep 30, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 8, 2005 to Apr 25, 2006factForm ADV

Dated events

No dated event names this entity yet.