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Reading the graph
Advisor at TIER ONE WEALTH MANAGEMENT
LONE TREE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TIER ONE WEALTH MANAGEMENT | Independent wealth | Nov 28, 2022 | n/a | yes | LONE TREE, CO | Current employment |
| Spc | Bd affiliated wealth | Jan 9, 2015 | Nov 23, 2022 | no | Lone Tree, CO|ANN ARBOR, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 22, 2014 | Oct 31, 2014 | no | Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | TIER ONE WEALTH MANAGEMENT | Nov 23, 2022 | Nov 28, 2022 | 5 | Firm change | Ibd to new firm |
| AMERIPRISE FINANCIAL SERVICES, LLC | Spc | Oct 31, 2014 | Jan 9, 2015 | 70 | Firm change | Other |