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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 1, 2023 | n/a | yes | TAMPA, FL | Current employment |
| Corient | Independent wealth | Mar 22, 2023 | Jun 7, 2023 | no | ST. PETERSBURG, FL | Previous registration |
| CI DOYLE PRIVATE WEALTH, LLC | Former SEC adviser | Jun 20, 2018 | Mar 31, 2023 | no | ST. PETERSBURG, FL | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jan 23, 2018 | Apr 24, 2018 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Corient | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 7, 2023 | Jun 1, 2023 | -6 | Firm change | Ibd to wirehouse |
| CI DOYLE PRIVATE WEALTH, LLC | Corient | Mar 31, 2023 | Mar 22, 2023 | -9 | Firm change | RIA to RIA |
| PARK AVENUE SECURITIES LLC | CI DOYLE PRIVATE WEALTH, LLC | Apr 24, 2018 | Jun 20, 2018 | 57 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134503:319448:FL:2023-03-31 | Mar 31, 2023 | Mar 22, 2023 | ST PETERSBURG, FL | Firm change |