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RIA / WealthAdvisorCertified Financial Planner30 years in industry

NATHAN ROBERT LEGRAND

Advisor at GUARDIAN WEALTH ADVISORS, LLC

RALEIGH, NC | Omaha, NE

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Search this name across graphsid dfx:ria:4d94943e-fa6a-1bc4-9102-c570fbc2c23d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 8, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUARDIAN WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 6, 1995
First registration: Sep 8, 1998
Dual registered: no
Other names: NATE LEGRAND|NATHAN ROBERT LEGRAND
IAPD individual key: 2657326

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUARDIAN WEALTH ADVISORS, LLC	Independent wealth	Jan 5, 2025	n/a	yes	RALEIGH, NC\|Omaha, NE	Current employment
ORG PARTNERS	Former SEC adviser	Jul 30, 2021	Jan 2, 2025	no	Omaha, NE\|DALLAS, TX	Previous registration
WEALTHSHIELD PARTNERS, LLC	Independent wealth	Nov 12, 2020	Jul 30, 2021	no	OMAHA, NE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Nov 9, 2020	no	OMAHA, NE	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Sep 8, 1998	Jan 2, 2009	no	OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORG PARTNERS	GUARDIAN WEALTH ADVISORS, LLC	Jan 2, 2025	Jan 5, 2025	3	Firm change	RIA to RIA
WEALTHSHIELD PARTNERS, LLC	ORG PARTNERS	Jul 30, 2021	Jul 30, 2021	0	Firm change	RIA to new firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WEALTHSHIELD PARTNERS, LLC	Nov 9, 2020	Nov 12, 2020	3	Firm change	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169584:312728:NE:2021-07-30	Jul 30, 2021	Jul 30, 2021	OMAHA, NE	Firm change
149018:169584:NE:2020-11-09	Nov 9, 2020	Nov 12, 2020	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ GUARDIAN WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 5, 2025 to presentfactForm ADV
→ ORG PARTNERSRegistered adviserregistration: previous registration
Jul 30, 2021 to Jan 2, 2025factForm ADV
→ WEALTHSHIELD PARTNERS, LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Jul 30, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Nov 9, 2020factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 8, 1998 to Jan 2, 2009factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
Nathan Robert Legrand left Org Partners for Guardian Wealth Advisors, Llc (registered 2025-01-05)
Form ADVobserved 3 days ago