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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ORG PARTNERS

ORG PARTNERS LLC, CRD 312728

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aed297e0-677c-8fac-cb33-d5c24aa953e1

Data as of Aug 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 40
On other graphs: 0
Observed: Feb 3, 2021 to Aug 27, 2025
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $773MItem 5.F on the latest filing (2025-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $713M
Private client RAUM: $710MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 15
Offices: 13Schedule D 1.F, beyond the principal office
Accounts: 1,747
Individual clients: 487
High net worth clients: 214
SEC number: 801-120444
CRD: 312728
Filings on the tape: 43
First filed: Feb 3, 2021
Latest filed: Aug 27, 2025
Organised: Limited Liability Company, IN
Website: tinkercapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAILEY, CATHERINE, GAYNELL	DIRECTOR OF ADVISOR RELATIONS	Na	yes	03/2021	Jul 16, 2021	Oct 17, 2024
Johnson, Dustin, David	CHIEF OPERATING OFFICER	Na	yes	02/2021	Jul 16, 2021	Oct 17, 2024
KIDWELL, JUSTINE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 4, 2022	Oct 17, 2024
MANSUR, MICHAEL, PETER	Member	C	yes	02/2020	Feb 3, 2021	Oct 17, 2024
MANSUR, MICHAEL, PETER	President	Na	yes	02/2021	Feb 3, 2021	Oct 17, 2024
SORENSON, CLINTON, WAYNE	Member	C	yes	02/2020	Feb 3, 2021	Oct 17, 2024
SORENSON, CLINTON, WAYNE	CO-FOUNDER	Na	yes	02/2021	Feb 3, 2021	Oct 17, 2024
STEWART, TODD, JEFFREY	Member	D	yes	02/2020	Feb 3, 2021	Oct 17, 2024
STEWART, TODD, JEFFREY	CHIEF EXECUTIVE OFFICER	Na	yes	02/2021	Feb 3, 2021	Oct 17, 2024
TODD J STEWART RIA HOLDING COMPANY LLC	Member	D	yes	02/2020	Feb 3, 2021	Oct 17, 2024
CRDJ LLC	Member	B	no	02/2020	Feb 3, 2021	Oct 17, 2024
MIMMJ HOLDING	Member	B	no	02/2020	Feb 3, 2021	Oct 17, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Brunswick	Oh	United States	3	no
Torrance	CA	United States	2	yes
Schaumburg	IL	United States	2	no
Dallas	TX	United States	2	no
Denver	Co	United States	1	yes
NEBRASKA CITY	Ne	United States	1	no
Omaha	Ne	United States	1	no
Greenville	Sc	United States	1	yes
ST. THOMAS	Vi	United States	1	no
Seatlle	Wa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 7, 2025	$773M	$713M	24	15	11	n/a	n/a
2023	Apr 30, 2024	$984M	$962M	22	16	11	n/a	n/a
2022	Mar 31, 2023	$895M	$873M	22	16	12	n/a	n/a
2021	Mar 31, 2022	$455M	$455M	23	14	11	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	20	-20	n/a	0	0	0	8	29

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$773M	$984M	-21.5%	$455M	19.3%	24	22	13	11

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ASCENTIS INDEPENDENT ADVISORS, LLC	2	Jan 5, 2026	Jan 8, 2026	TORRANCE, CA	Team lift out	RIA to RIA	10.0%
ASCENTIS INDEPENDENT ADVISORS, LLC	2	Jan 5, 2026	Jan 8, 2026	SCHAUMBURG, IL	Team lift out	RIA to RIA	10.0%
ASCENTIS INDEPENDENT ADVISORS, LLC	7	Jan 5, 2026	Jan 9, 2026	DALLAS, TX	Team lift out	RIA to RIA	35.0%
ASCENTIS WEALTH MANAGEMENT, LLC	3	Jan 5, 2026	Jul 12, 2024	DALLAS, TX	Team lift out	RIA to RIA	15.0%
GUARDIAN WEALTH ADVISORS, LLC	3	Jan 2, 2025	Jan 13, 2025	DALLAS, TX	Team lift out	RIA to RIA	13.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DEFENDER CAPITAL	3	Feb 18, 2025	Feb 19, 2025	CHARLOTTE, NC	Firm absorbed	RIA to RIA	60.0%
WEALTHSHIELD PARTNERS, LLC	2	Jul 30, 2021	Jul 30, 2021	TORRANCE, CA	Team lift out	RIA to new firm	9.5%
WEALTHSHIELD PARTNERS, LLC	2	Jul 30, 2021	Aug 5, 2021	SCHAUMBURG, IL	Team lift out	RIA to new firm	9.5%
WEALTHSHIELD PARTNERS, LLC	2	Jul 30, 2021	Jul 30, 2021	OMAHA, NE	Team lift out	RIA to new firm	9.5%
WEALTHSHIELD PARTNERS, LLC	3	Jul 30, 2021	Aug 2, 2021	BRUNSWICK, OH	Team lift out	RIA to new firm	14.3%

Relationships

Affiliated with (5)

← ASCENTIS WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CATOCTIN RIDGE WEALTH PARTNERRegistered adviserother investment adviser, control
factForm ADV
← TRUEDGE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, control
factForm ADV
← WEALTHSHIELD LLCRegistered adviserother investment adviser
factForm ADV
← ORG PARTNERS ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Moved with (5)

→ ASCENTIS INDEPENDENT ADVISORS, LLCRegistered adviser7 advisors, team lift out, same day
Jan 5, 2026 to Jan 9, 2026factForm ADV
← DEFENDER CAPITALRegistered adviser3 advisors, firm absorbed, same day
Feb 18, 2025 to Feb 19, 2025factForm ADV
→ GUARDIAN WEALTH ADVISORS, LLCRegistered adviser3 advisors, team lift out, same day
Jan 2, 2025 to Jan 13, 2025factForm ADV
→ ASCENTIS WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Jan 5, 2026 to Jul 12, 2024factForm ADV
← WEALTHSHIELD PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 30, 2021 to Aug 5, 2021factForm ADV

Registered with (33)

← CATHERINE GAYNELL BAILEYAdvisorregistration: previous registration
Oct 31, 2021 to Jan 5, 2026factForm ADV
← TIMOTHY DEAN GRIFFITHAdvisorregistration: previous registration
Jul 30, 2021 to Jan 5, 2026factForm ADV
← TIMOTHY PAUL MILLERAdvisorregistration: previous registration
Aug 7, 2024 to Jan 5, 2026factForm ADV
← Sarah Abigail BraceAdvisorregistration: previous registration
Jul 30, 2021 to Jan 5, 2026factForm ADV
← MICHAEL PETER MANSURAdvisorregistration: previous registration
May 17, 2021 to Jan 5, 2026factForm ADV
← JODY DANIEL HOWARDAdvisorregistration: previous registration
Jul 30, 2021 to Jan 5, 2026factForm ADV
← Stephanie Ann HunterAdvisorregistration: previous registration
Oct 21, 2024 to Jan 5, 2026factForm ADV
← JULIAN ANTHONY KORBERAdvisorregistration: previous registration
Jun 18, 2021 to Jan 5, 2026factForm ADV
← THOMAS CLARKSON WORTHAdvisorregistration: previous registration
Feb 19, 2025 to Jan 5, 2026factForm ADV
← BRIAN RICHARD TINKERAdvisorregistration: previous registration
Jul 8, 2021 to Jan 5, 2026factForm ADV
← Joseph Clarence LearyAdvisorregistration: previous registration
Feb 19, 2025 to Jan 5, 2026factForm ADV
← RYAN MICHAEL USZENSKIAdvisorregistration: previous registration
May 9, 2022 to Jan 5, 2026factForm ADV
← JEFFREY J CISMOSKIAdvisorregistration: previous registration
Jul 30, 2021 to Jan 5, 2026factForm ADV
← DOMINIC J MESSINAAdvisorregistration: previous registration
Aug 5, 2021 to Jan 5, 2026factForm ADV
← GEORGE ELIASAdvisorregistration: previous registration
Aug 2, 2021 to Jan 5, 2026factForm ADV
← James Raymond NewmanAdvisorregistration: previous registration
Feb 3, 2025 to Jan 5, 2026factForm ADV
← Grant Christopher WilsonAdvisorregistration: previous registration
Feb 19, 2025 to Jan 5, 2026factForm ADV
← William H LittleAdvisorregistration: previous registration
Dec 12, 2022 to Jan 5, 2026factForm ADV
← Douglas Michael WoodAdvisorregistration: previous registration
Apr 3, 2024 to Jan 5, 2026factForm ADV
← Trevin Charles SeskeyAdvisorregistration: previous registration
Jul 24, 2025 to Jan 5, 2026factForm ADV
← Alma PajovaAdvisorregistration: previous registration
Jun 27, 2024 to Aug 6, 2025factForm ADV
← KIMBERLY T ABMEYERAdvisorregistration: previous registration
Mar 2, 2022 to Mar 10, 2025factForm ADV
← ALISHA ZIANNE REILLYAdvisorregistration: previous registration
Aug 29, 2023 to Mar 10, 2025factForm ADV
← NATHAN ROBERT LEGRANDAdvisorregistration: previous registration
Jul 30, 2021 to Jan 2, 2025factForm ADV
← MICAH NATHANIEL WHEATAdvisorregistration: previous registration
Jul 29, 2024 to Jan 2, 2025factForm ADV
← DOUGLAS STEVEN RIGGERTAdvisorregistration: previous registration
Jul 30, 2021 to Jan 2, 2025factForm ADV
← Isaac Wayne McCoyAdvisorregistration: previous registration
Jul 26, 2024 to Jan 2, 2025factForm ADV
← ANGEL Richelle WAYAdvisorregistration: previous registration
Aug 2, 2021 to Jun 25, 2024factForm ADV
← Steve Kevin LoweAdvisorregistration: previous registration
Jan 19, 2023 to Apr 15, 2024factForm ADV
← Matthew VegelAdvisorregistration: previous registration
Feb 7, 2022 to Oct 26, 2023factForm ADV
and 3 more

Controls (7)

← BAILEY, CATHERINE, GAYNELLOwnerDIRECTOR OF ADVISOR RELATIONS, ownership code NA, individual
Jul 16, 2021 to Oct 17, 2024factForm ADV
← MANSUR, MICHAEL, PETEROwnerMEMBER, ownership code C, individual
Feb 3, 2021 to Oct 17, 2024factForm ADV
← KIDWELL, JUSTINE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 4, 2022 to Oct 17, 2024factForm ADV
← SORENSON, CLINTON, WAYNEOwnerMEMBER, ownership code C, individual
Feb 3, 2021 to Oct 17, 2024factForm ADV
← STEWART, TODD, JEFFREYOwnerMEMBER, ownership code D, individual
Feb 3, 2021 to Oct 17, 2024factForm ADV
← Johnson, Dustin, DavidOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 16, 2021 to Oct 17, 2024factForm ADV
← TODD J STEWART RIA HOLDING COMPANY LLCOwnerMEMBER, ownership code D, domestic entity
Feb 3, 2021 to Oct 17, 2024factForm ADV

Owns (2)

← CRDJ LLCOwnerMEMBER, ownership code B, domestic entity
Feb 3, 2021 to Oct 17, 2024factForm ADV
← MIMMJ HOLDINGOwnerMEMBER, ownership code B, domestic entity
Feb 3, 2021 to Oct 17, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 5, 2026
Team lift-out
2 advisors left Org Partners (Torrance, CA) for Ascentis Independent Advisors, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 5, 2026
Team lift-out
7 advisors left Org Partners (Dallas, TX) for Ascentis Independent Advisors, LLC on the same day
Form ADVobserved 4 days ago
7 advisors
Occurred
Jan 5, 2026
Team lift-out
3 advisors left Org Partners (Dallas, TX) for Ascentis Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 5, 2026
Team lift-out
2 advisors left Org Partners (Schaumburg, IL) for Ascentis Independent Advisors, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jan 5, 2026
Advisor changed firm
Jeffrey J Cismoski left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Dominic J Messina left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
James Raymond Newman left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Sarah Abigail Brace left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Jody Daniel Howard left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Grant Christopher Wilson left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Stephanie Ann Hunter left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-09)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Douglas Michael Wood left Org Partners for Ascentis Wealth Management, Llc (registered 2024-07-12)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Joseph Clarence Leary left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Ryan Michael Uszenski left Org Partners for Ascentis Wealth Management, Llc (registered 2026-02-04)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Michael Peter Mansur left Org Partners for Ascentis Wealth Management, Llc (registered 2024-07-12)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Timothy Dean Griffith left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
George Elias left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Julian Anthony Korber left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Trevin Charles Seskey left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
William H Little left Org Partners for Ascentis Wealth Management, Llc (registered 2024-07-12)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Timothy Paul Miller left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-09)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Catherine Gaynell Bailey left Org Partners for Ascentis Asset Management, Llc (registered 2025-09-07)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Brian Richard Tinker left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Thomas Clarkson Worth left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
Aug 6, 2025
Advisor changed firm
Alma Pajova left Org Partners for Wells Fargo Advisors (registered 2025-08-06)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2025
Advisor changed firm
Alisha Zianne Reilly left Org Partners for Ascentis Wealth Management, Llc (registered 2025-02-19)
Form ADVobserved 5 days ago
Occurred
Feb 18, 2025
Firm absorbed
Defender Capital's advisors moved to Org Partners (Charlotte, NC): 3 of 5 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 2, 2025
Team lift-out
3 advisors left Org Partners (Dallas, TX) for Guardian Wealth Advisors, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 2, 2025
Advisor changed firm
Douglas Steven Riggert left Org Partners for Guardian Wealth Advisors, Llc (registered 2025-01-05)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Isaac Wayne Mccoy left Org Partners for Guardian Wealth Advisors, Llc (registered 2025-01-03)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Nathan Robert Legrand left Org Partners for Guardian Wealth Advisors, Llc (registered 2025-01-05)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Micah Nathaniel Wheat left Org Partners for Guardian Wealth Advisors, Llc (registered 2025-01-13)
Form ADVobserved 5 days ago
Occurred
Jun 25, 2024
Advisor changed firm
Angel Richelle Way left Org Partners for Way Street Financial, Llc (registered 2024-06-24)
Form ADVobserved 5 days ago
Occurred
Apr 15, 2024
Advisor changed firm
Steve Kevin Lowe left Org Partners for Freedom Financial Advisors (registered 2025-01-02)
Form ADVobserved 5 days ago
Occurred
Oct 26, 2023
Advisor changed firm
Matthew Vegel left Org Partners for Sequoia Financial Group, L.L.C. (registered 2024-02-20)
Form ADVobserved 5 days ago
Occurred
Apr 26, 2023
Advisor changed firm
William Joseph Demarco left Org Partners for Amfg Wealth Management Llc (registered 2023-01-31)
Form ADVobserved 5 days ago
Occurred
Apr 5, 2023
Advisor changed firm
Dana Louis Cornell left Org Partners for Lincoln Park Capital Llc (registered 2026-05-01)
Form ADVobserved 5 days ago
Occurred
Dec 20, 2022
Regulatory AUM changed
Org Partners reported RAUM $1.1B, up 131% from $455.3M (2022-07-28 to 2022-12-20)
Form ADVobserved 5 days ago
$598M

Show 2 bookkeeping events

Occurred
Feb 2, 2026
Org Partners no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $772.6M)
Occurred
Apr 7, 2025
Org Partners reported 0 state-registered advisory representatives, down from 15 (2025-02-18 to 2025-04-07)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aed297e0-677c-8fac-cb33-d5c24aa953e1
First observed: Feb 3, 2021
Last observed: Aug 27, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ORG PARTNERS

ORG PARTNERS LLC, CRD 312728

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aed297e0-677c-8fac-cb33-d5c24aa953e1

Data as of Aug 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAILEY, CATHERINE, GAYNELL

DIRECTOR OF ADVISOR RELATIONS

yes

03/2021

Jul 16, 2021

Oct 17, 2024

Johnson, Dustin, David

CHIEF OPERATING OFFICER

yes

02/2021

Jul 16, 2021

Oct 17, 2024

KIDWELL, JUSTINE, MARIE

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 4, 2022

Oct 17, 2024

MANSUR, MICHAEL, PETER

Member

yes

02/2020

Feb 3, 2021

Oct 17, 2024

MANSUR, MICHAEL, PETER

President

yes

02/2021

Feb 3, 2021

Oct 17, 2024

SORENSON, CLINTON, WAYNE

Member

yes

02/2020

Feb 3, 2021

Oct 17, 2024

SORENSON, CLINTON, WAYNE

CO-FOUNDER

yes

02/2021

Feb 3, 2021

Oct 17, 2024

STEWART, TODD, JEFFREY

Member

yes

02/2020

Feb 3, 2021

Oct 17, 2024

STEWART, TODD, JEFFREY

CHIEF EXECUTIVE OFFICER

yes

02/2021

Feb 3, 2021

Oct 17, 2024

TODD J STEWART RIA HOLDING COMPANY LLC

Member

yes

02/2020

Feb 3, 2021

Oct 17, 2024

CRDJ LLC

Member

02/2020

Feb 3, 2021

Oct 17, 2024

MIMMJ HOLDING

Member

02/2020

Feb 3, 2021

Oct 17, 2024

City

State

Country

Employees

Also broker-dealer

Brunswick

United States

Torrance

United States

yes

Schaumburg

United States

Dallas

United States

Denver

United States

yes

NEBRASKA CITY

United States

Omaha

United States

Greenville

United States

yes

ST. THOMAS

United States

Seatlle

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 7, 2025

$773M

$713M

n/a

2023

Apr 30, 2024

$984M

$962M

n/a

2022

Mar 31, 2023

$895M

$873M

n/a

2021

Mar 31, 2022

$455M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-20

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$773M

$984M

-21.5%

$455M

19.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ASCENTIS INDEPENDENT ADVISORS, LLC

Jan 5, 2026

Jan 8, 2026

TORRANCE, CA

Team lift out

RIA to RIA

10.0%

ASCENTIS INDEPENDENT ADVISORS, LLC

Jan 5, 2026

Jan 8, 2026

SCHAUMBURG, IL

Team lift out

RIA to RIA

10.0%

ASCENTIS INDEPENDENT ADVISORS, LLC

Jan 5, 2026

Jan 9, 2026

DALLAS, TX

Team lift out

RIA to RIA

35.0%

ASCENTIS WEALTH MANAGEMENT, LLC

Jan 5, 2026

Jul 12, 2024

DALLAS, TX

Team lift out

RIA to RIA

15.0%

GUARDIAN WEALTH ADVISORS, LLC

Jan 2, 2025

Jan 13, 2025

DALLAS, TX

Team lift out

RIA to RIA

13.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DEFENDER CAPITAL

Feb 18, 2025

Feb 19, 2025

CHARLOTTE, NC

Firm absorbed

RIA to RIA

60.0%

WEALTHSHIELD PARTNERS, LLC

Jul 30, 2021

TORRANCE, CA

Team lift out

RIA to new firm

9.5%

WEALTHSHIELD PARTNERS, LLC

Jul 30, 2021

Aug 5, 2021

SCHAUMBURG, IL

Team lift out

RIA to new firm

9.5%

WEALTHSHIELD PARTNERS, LLC

Jul 30, 2021

OMAHA, NE

Team lift out

RIA to new firm

9.5%

WEALTHSHIELD PARTNERS, LLC

Jul 30, 2021

Aug 2, 2021

BRUNSWICK, OH

Team lift out

RIA to new firm

14.3%