DFX Intelligence

D••••• E••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• E••••• M•••••

Advisor at C•••••• F••••••••

TOPEKA, KS

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Search this name across graphsid dfx:ria:4d951938-2273-ee90-8200-61df5e0b40a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F••••••••	Independent wealth	Jan 13, 2022	n/a	yes	TOPEKA, KS	Current employment
C•••••• F••••••••	Independent wealth	Oct 17, 2018	Dec 31, 2021	no	TOPEKA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	C•••••• F••••••••	Apr 26, 2019	Oct 17, 2018	-191	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:295907:FL:2019-04-26	Apr 26, 2019	Oct 17, 2018	SARASOTA, FL	Firm change after gap

Relationships

Registered with (2)

→ C•••••• F••••••••Registered adviserregistration: previous registration
Oct 17, 2018 to Dec 31, 2021factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2017 to Apr 26, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d951938-2273-ee90-8200-61df5e0b40a5
First observed: Sep 26, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.