DFX Intelligence

P•••• R• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant20 years in industry

P•••• R• W••••••

Advisor at R•••••• W••••• A•••••••• I•••

MINNEAPOLIS, MN | FRANKLIN, TN

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Search this name across graphsid dfx:ria:4d9522ef-d1f8-da31-f99f-84fd9172805c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• A•••••••• I•••	Independent wealth	Jun 17, 2014	n/a	yes	FRANKLIN, TN\|MINNEAPOLIS, MN	Current employment
F•••••••• L••	Former SEC adviser	Jun 14, 2013	Apr 1, 2014	no	MINNEAPOLIS, MN\|FRANKLIN, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• L••	R•••••• W••••• A•••••••• I•••	Apr 1, 2014	Jun 17, 2014	77	Firm change	Other
E•• F•••••••• A•••••••	F•••••••• L••	Nov 2, 2011	Jun 14, 2013

Relationships

Registered with (3)

→ R•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 17, 2014 to presentfactForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2013 to Apr 1, 2014factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 25, 2007 to Nov 2, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d9522ef-d1f8-da31-f99f-84fd9172805c
First observed: Apr 25, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.