D•••• S•••••

Advisor at C•••••••

Brentwood, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d9733df-76e3-61ea-05cc-8810d55a2f38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jan 13, 2023	n/a	yes	Brentwood, TN	Current employment
T•••••••• F•••••••• S•••••••• L••	Former SEC adviser	Apr 17, 2019	Mar 20, 2023	no	BRENTWOOD, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• F•••••••• S•••••••• L••	C•••••••	Mar 20, 2023	Jan 13, 2023	-66	Bulk transfer	Other
J••••• H•••••••• W••• L••••• L••	T•••••••• F•••••••• S•••••••• L••	Apr 8, 2019	Apr 17, 2019

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Jan 13, 2023 to presentfactForm ADV
→ T•••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2019 to Mar 20, 2023factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Jul 11, 2018 to Apr 8, 2019factForm ADV
→ S••••• • G•••• C• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d9733df-76e3-61ea-05cc-8810d55a2f38
First observed: Jun 17, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.