RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 13, 2023 · Brentwood, Tn
- T•••••••• F•••••••• S•••••••• L•• formerApr 17, 2019 to Mar 20, 2023 · Brentwood, Tn
- J••••• H•••••••• W••• L••••• L•• formerJul 11, 2018 to Apr 8, 2019 · Nashville, Tn
- S••••• • G•••• C• I•• formerJun 17, 2004 to Sep 7, 2018 · Nashville, Tn
- T•••••••• F•••••••• S•••••••• L•• to C•••••••left Mar 20, 2023, registered Jan 13, 2023 (-66 days) · corporate re-registration, not a move
- J••••• H•••••••• W••• L••••• L•• to T•••••••• F•••••••• S•••••••• L••left Apr 8, 2019, registered Apr 17, 2019 (9 days) · RIA to RIA
- S••••• • G•••• C• I•• to J••••• H•••••••• W••• L••••• L••left Sep 7, 2018, registered Jul 11, 2018 (-58 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address