This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S65

First exam

May 9, 2000

First registration

Jul 20, 2000

Dual registered

no

IAPD individual key

4543246

• Occurred

  May 30, 2025
  Advisor changed firm

  Richard Alan Wright left B. Riley Wealth Advisors, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2025-04-05)

  Form ADVobserved 5 days ago
• Occurred

  Mar 31, 2023
  Advisor changed firm

  Richard Alan Wright left B Riley Wealth Management for B. Riley Wealth Advisors, Inc. (registered 2022-07-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4d9cae4e-ad35-a7df-1b57-4a087206f5ac

First observed

Jul 20, 2000

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.