DFX Intelligence

E•••• S•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

E•••• S•••• C•••••

Advisor at I••••••••• W••••• C••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:4dc18d06-d07b-0479-2f37-f9f04ce0d566

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Sep 24, 2024	n/a	yes	SAN DIEGO, CA	Current employment
V•• B•••• W••••• M••••••••• G••••• L••	Former SEC adviser	Apr 1, 2021	Sep 26, 2024	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• B•••• W••••• M••••••••• G••••• L••	I••••••••• W••••• C••••••• L••	Sep 26, 2024	Sep 24, 2024	-2	Firm change	RIA to RIA
L••••• W••••• A•••••••• I•••	V•• B•••• W••••• M••••••••• G••••• L••	May 4, 2021	Apr 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
157139:313332:CA:2021-05-04	May 4, 2021	Apr 1, 2021	SOLANA BEACH, CA	Firm change after gap
19616:157139:CA:2018-05-09	May 9, 2018	Jun 1, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ V•• B•••• W••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Apr 1, 2021 to Sep 26, 2024factForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2021 to May 4, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 26, 2024
Advisor changed firm
E•••• S•••• C••••• left V•• B•••• W••••• M••••••••• G••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2024-09-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dc18d06-d07b-0479-2f37-f9f04ce0d566
First observed: Jul 13, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.