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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

VON BERGE WEALTH MANAGEMENT GROUP, LLC

CRD 313332

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca6d8b58-0905-6db2-8eca-8b891ec88245

Data as of Mar 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Mar 2, 2021 to Mar 14, 2025
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $430MItem 5.F on the latest filing (2025-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $389M
Private client RAUM: $391MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 995
Individual clients: 154
High net worth clients: 157
Custody, client assets: $215M
SEC number: 801-120680
CRD: 313332
Filings on the tape: 9
First filed: Mar 2, 2021
Latest filed: Mar 14, 2025
Organised: Limited Liability Company, CA
Website: vonbergewealthmgt.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONWAY, ERICK, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	04/2021	Mar 2, 2021	Jan 31, 2024
VONBERGE, ERICK, DONALD	MANAGING MEMBER	E	yes	04/2021	Mar 2, 2021	Jan 31, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Mar 14, 2025	$430M	$389M	2	2	n/a	n/a
2023	Jan 31, 2024	$376M	$343M	3	3	n/a	n/a
2022	Feb 14, 2023	$286M	$264M	3	3	n/a	n/a
2021	Jan 25, 2022	$320M	$290M	3	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$430M	$376M	14.4%	$320M	10.3%	2	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	2	Aug 5, 2025	Jul 3, 2025	SAN DIEGO, CA	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LAUREL WEALTH ADVISORS, INC.	2	May 4, 2021	Apr 1, 2021	SOLANA BEACH, CA	Team lift out	RIA to new firm	5.9%

Relationships

Registered with (3)

← ERICK DONALD VON BERGEAdvisorregistration: previous registration
Apr 1, 2021 to Aug 5, 2025factForm ADV
← Alexander Michael UrbanekAdvisorregistration: previous registration
Apr 6, 2021 to Aug 5, 2025factForm ADV
← ERICK SCOTT CONWAYAdvisorregistration: previous registration
Apr 1, 2021 to Sep 26, 2024factForm ADV

Controls (2)

← VONBERGE, ERICK, DONALDOwnerMANAGING MEMBER, ownership code E, individual
Mar 2, 2021 to Jan 31, 2024factForm ADV
← CONWAY, ERICK, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 2, 2021 to Jan 31, 2024factForm ADV

Moved with (1)

← LAUREL WEALTH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
May 4, 2021 to Apr 1, 2021factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 5, 2025
Team lift-out
2 advisors left Von Berge Wealth Management Group, LLC (San Diego, CA) for Cerity Partners LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Aug 5, 2025
Advisor changed firm
Alexander Michael Urbanek left Von Berge Wealth Management Group, Llc for Cerity Partners Retirement Plan Consultants (registered 2025-07-03)
Form ADVobserved 6 days ago
Occurred
Aug 5, 2025
Advisor changed firm
Erick Donald Von Berge left Von Berge Wealth Management Group, Llc for Cerity Partners Llc (registered 2025-07-01)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2024
Advisor changed firm
Erick Scott Conway left Von Berge Wealth Management Group, Llc for Integrated Wealth Concepts Llc (registered 2024-09-24)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2021
First Form ADV filing
Von Berge Wealth Management Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 2, 2025
Von Berge Wealth Management Group, Llc no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $430.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca6d8b58-0905-6db2-8eca-8b891ec88245
First observed: Mar 2, 2021
Last observed: Mar 14, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VON BERGE WEALTH MANAGEMENT GROUP, LLC

CRD 313332

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca6d8b58-0905-6db2-8eca-8b891ec88245

Data as of Mar 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONWAY, ERICK, SCOTT

CHIEF COMPLIANCE OFFICER

yes

04/2021

Mar 2, 2021

Jan 31, 2024

VONBERGE, ERICK, DONALD

MANAGING MEMBER

yes

04/2021

Mar 2, 2021

Jan 31, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 14, 2025

$430M

$389M

n/a

2023

Jan 31, 2024

$376M

$343M

n/a

2022

Feb 14, 2023

$286M

$264M

n/a

2021

Jan 25, 2022

$320M

$290M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$430M

$376M

14.4%

$320M

10.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Aug 5, 2025

Jul 3, 2025

SAN DIEGO, CA

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LAUREL WEALTH ADVISORS, INC.

May 4, 2021

Apr 1, 2021

SOLANA BEACH, CA

Team lift out

RIA to new firm

5.9%