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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

BARRY L MOSS

Advisor at SPC

Holiday, FL

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Search this name across graphsid dfx:ria:4dc1bc45-5b2a-c1a6-fbde-2d7770743c7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 3, 2001
First registration: Dec 20, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4279246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Spc	Bd affiliated wealth	May 1, 2017	n/a	yes	Holiday, FL	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Nov 4, 2015	Apr 24, 2017	no	Lutz, FL	Previous registration
LINCOLN INVESTMENT	Independent wealth	Aug 11, 2015	Apr 24, 2017	no	LUTZ, FL	Previous registration
SOWELL MANAGEMENT	Independent wealth	Oct 14, 2013	Nov 2, 2015	no	NORTH LITTLE ROCK, AR\|HOLIDAY, FL	Previous registration
Spc	Bd affiliated wealth	Jan 5, 2004	Oct 4, 2013	no	HOLIDAY, FL\|ANN ARBOR, MI	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 20, 2000	Nov 14, 2003	no	HOLIDAY, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ANALYSTS	Spc	Apr 24, 2017	May 1, 2017	7	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Apr 24, 2017	Nov 4, 2015	-537	Firm change after gap	Other
SOWELL MANAGEMENT	LINCOLN INVESTMENT	Nov 2, 2015	Aug 11, 2015	-83	Firm change after gap	Other
Spc	SOWELL MANAGEMENT	Oct 4, 2013	Oct 14, 2013	10	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	Spc	Nov 14, 2003	Jan 5, 2004	52	Firm change	Other

Relationships

Registered with (5)

→ SPCRegistered adviserregistration: previous registration
Jan 5, 2004 to Oct 4, 2013factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Nov 4, 2015 to Apr 24, 2017factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Aug 11, 2015 to Apr 24, 2017factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
Oct 14, 2013 to Nov 2, 2015factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 20, 2000 to Nov 14, 2003factForm ADV

Dated events

No dated event names this entity yet.