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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

JOHN M HARPER

Advisor at LPL ENTERPRISE, LLC

PLANO, TX

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Search this name across graphsid dfx:ria:4dcb8aea-4e3e-8b9a-4b74-0343bf868eb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Mar 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 16, 2016
First registration: Mar 4, 2021
Dual registered: yes, broker-dealer
Other names: JOHN HARPER|JOHN M HARPER
IAPD individual key: 6704061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	May 12, 2026	n/a	yes	PLANO, TX	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Oct 9, 2025	Mar 11, 2026	no	MCKINNEY, TX\|Plano, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 17, 2025	May 16, 2025	no	PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 21, 2023	Mar 18, 2025	no	FLORHAM PARK, NJ	Previous registration
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Feb 14, 2022	Nov 2, 2023	no	Haddon Township, NJ\|Morris Plains, NJ\|Marlton, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 4, 2021	Feb 18, 2022	no	SUMMIT, NJ\|SHORT HILLS, NJ\|SHORT HILLS, NJ\|MENDHAM, NJ\|FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	LPL ENTERPRISE, LLC	Mar 11, 2026	May 12, 2026	62	Firm change	Other
J.P. MORGAN SECURITIES LLC	USAA INVESTMENT SERVICES COMPANY	May 16, 2025	Oct 9, 2025	146	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Mar 18, 2025	Mar 17, 2025	-1	Firm change	Wirehouse to wirehouse
TD PRIVATE CLIENT WEALTH LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 2, 2023	Nov 21, 2023	19	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	TD PRIVATE CLIENT WEALTH LLC	Feb 18, 2022	Feb 14, 2022	-4	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Oct 9, 2025 to Mar 11, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 17, 2025 to May 16, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 21, 2023 to Mar 18, 2025factForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Feb 14, 2022 to Nov 2, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 4, 2021 to Feb 18, 2022factForm ADV

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
John M Harper left Usaa Investment Services Company for Lpl Enterprise, Llc (registered 2026-05-12)
Form ADVobserved 5 days ago
Occurred
May 16, 2025
Advisor changed firm
John M Harper left J.P. Morgan Securities Llc for Usaa Investment Services Company (registered 2025-10-09)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2025
Advisor changed firm
John M Harper left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2025-03-17)
Form ADVobserved 5 days ago
Occurred
Nov 2, 2023
Advisor changed firm
John M Harper left Td Private Client Wealth Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-11-21)
Form ADVobserved 5 days ago
Occurred
Feb 18, 2022
Advisor changed firm
John M Harper left Wells Fargo Advisors for Td Private Client Wealth Llc (registered 2022-02-14)
Form ADVobserved 5 days ago