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A••••• J•••• R•••••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

A••••• J•••• R•••••••• D•••

Advisor at A•••• C•••••• C••••

NEW YORK, NY | CORAL GABLES, FL

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Search this name across graphsid dfx:ria:4dcd29e4-8f31-0521-19d9-5492acabdae7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 3, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C•••••• C••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• L••	State registered	Apr 17, 2025	n/a	yes	CORAL GABLES, FL	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Jun 11, 2015	n/a	yes	CORAL GABLES, FL\|NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• L••	C•••••• G••••••• W••••• M••••••••• L••	Dec 31, 2024	Dec 2, 2013	-4,047	Firm change after gap	Other
C•••••• G••••••• W••••• M••••••••• L••	A•••• C•••••• C••••	Jul 10, 2015

Relationships

Registered with (8)

→ R•••• L••Registered adviserregistration: previous registration
Apr 26, 2012 to Dec 31, 2024factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: current employment
Jun 11, 2015 to presentfactForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 2, 2013 to Jul 10, 2015factForm ADV
→ R•••••• W•••••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
A••••• J•••• R•••••••• D••• left R•••• L•• for C•••••• G••••••• W••••• M••••••••• L•• (registered 2013-12-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dcd29e4-8f31-0521-19d9-5492acabdae7
First observed: Jan 3, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.