RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J•••• R•••••••• D•••
- R•••• L•• state registered currentsince Apr 17, 2025 · Coral Gables, Fl
- A•••• C•••••• C•••• BD affiliated currentsince Jun 11, 2015 · Coral Gables, Fl
- C•••••• G••••••• W••••• M••••••••• L•• formerDec 2, 2013 to Jul 10, 2015 · Miami, Fl
- R•••• L•• state registeredApr 26, 2012 to Dec 31, 2024 · Coral Gables, Fl
- R•••••• W••••• independent RIAAug 2, 2010 to Sep 6, 2012 · Miami, Fl
- O••••••••• • C•• I••• BD affiliatedMar 20, 2009 to Apr 20, 2010 · Coral Gables, Fl
- S••••••• G•••• C•••••• unclassifiedMar 14, 2006 to Mar 16, 2009 · Miami, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 28, 2003 to Feb 21, 2006 · Miami, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJan 3, 1997 to Feb 19, 2003 · Miami, Fl
- R•••• L•• to C•••••• G••••••• W••••• M••••••••• L••left Dec 31, 2024, registered Dec 2, 2013 (-4047 days) · Other
- C•••••• G••••••• W••••• M••••••••• L•• to A•••• C•••••• C••••left Jul 10, 2015, registered Jun 11, 2015 (-29 days) · Other
- R•••••• W••••• to R•••• L••left Sep 6, 2012, registered Apr 26, 2012 (-133 days) · Other
- O••••••••• • C•• I••• to R•••••• W•••••left Apr 20, 2010, registered Aug 2, 2010 (104 days) · Other
- S••••••• G•••• C•••••• to O••••••••• • C•• I•••left Mar 16, 2009, registered Mar 20, 2009 (4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• G•••• C••••••left Feb 21, 2006, registered Mar 14, 2006 (21 days) · Other
- P••••••••• E••••• G••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Feb 19, 2003, registered Feb 28, 2003 (9 days) · Other
- A••••• J•••• R•••••••• D••• left R•••• L•• for C•••••• G••••••• W••••• M••••••••• L•• (registered 2013-12-02)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address