E••• J• W•••••

Advisor at B•••••••• F•••••••• A•••••••

CHARLOTTE, NC | Hendersonville, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4dd341cc-ce44-f2b7-5744-61eb5d610410

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• F•••••••• A•••••••	Independent wealth	Jan 7, 2025	n/a	yes	CHARLOTTE, NC\|Hendersonville, NC	Current employment
S•••••• P••••••• G••••	Independent wealth	Dec 24, 2019	Jan 8, 2025	no	Hendersonville, NC\|GREENSBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• G••••	B•••••••• F•••••••• A•••••••	Jan 8, 2025	Jan 7, 2025	-1	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B•••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ S•••••• P••••••• G••••Registered adviserregistration: previous registration
Dec 24, 2019 to Jan 8, 2025factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dd341cc-ce44-f2b7-5744-61eb5d610410
First observed: Dec 24, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.