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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

BLUEBAY ASSET MANAGEMENT USA LLC

CRD 164530

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4de31d6b-ed30-2cf3-5915-278afd08e814

Data as of Jul 20, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Nov 7, 2012 to Jul 20, 2021
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $15BItem 5.F on the latest filing (2021-07-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees: 23
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $592Mgross asset value as reported per fund; never fund size
SEC number: 801-77361
CRD: 164530
Filings on the tape: 28
First filed: Nov 7, 2012
Latest filed: Jul 20, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, MONIQUE, FRANCOISE VELDA	NON EXECUTIVE DIRECTOR	Na	yes	05/2019	Jan 29, 2020	Jul 20, 2021
LECLERCQ, LUC, HECTOR THERESE	CHIEF OPERATION OFFICER AND CHIEF RISK OFFICER, PARTNER	Na	yes	01/2017	May 28, 2020	Jul 20, 2021
Michael, Luis, Xanthos	CHIEF COMPLIANCE OFFICER	Na	yes	11/2019	Jan 29, 2020	Jul 20, 2021
RBC USA HOLDCO CORPORATION.	MANAGING MEMBER	E	yes	11/2016	Nov 2, 2016	Jul 20, 2021
ROYAL BANK OF CANADA	Shareholder	E	yes	12/2010	Nov 7, 2012	Jul 20, 2021
SKIBA, WLODZIMIERZ, ANDRZEJ	EXECUTIVE DIRECTOR	Na	yes	09/2013	Jan 28, 2014	Jul 20, 2021
TIMMER, CAROL, ANN	NON EXECUTIVE DIRECTOR	Na	no	03/2014	Jan 26, 2017	Jul 20, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RBC CAPITAL MARKETS, LLC	n/a	National bd RIA	$310B	N	yes	n/a
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.	n/a	Asset manager	$104B	N	yes	n/a
BLUEBAY ASSET MANAGEMENT LLP	n/a	Former SEC adviser	$58B	N	yes	n/a
ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED	n/a	Former SEC adviser	$352M	N	yes	n/a
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC	n/a	n/a	n/a	N	yes	n/a
ROYAL BANK HOLDING INC	n/a	n/a	n/a	Y	yes	n/a
ROYAL BANK OF CANADA	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 28, 2021	$15B	$15B	33	23	0	2	$592M
2019	Jan 29, 2020	$13B	$13B	26	17	0	1	$25.1M
2018	Jan 29, 2019	$12B	$12B	28	15	1	n/a	n/a
2017	Jan 25, 2018	$14B	$14B	25	17	1	n/a	n/a
2016	Jan 26, 2017	$7.6B	$7.6B	29	27	n/a	n/a	n/a
2015	Jan 26, 2016	$36B	$24B	29	27	n/a	n/a	n/a
2014	Jan 28, 2015	$29B	$29B	14	14	n/a	n/a	n/a
2013	Jan 28, 2014	$43B	$43B	15	15	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$15B	$13B	14.1%	$14B	3.5%	33	26	0	0

Relationships

Affiliated with (4)

→ RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ BLUEBAY ASSET MANAGEMENT LLPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserother investment adviser, broker-dealer, trust company, LP sponsor, common control
factForm ADV

Owns (1)

← TIMMER, CAROL, ANNOwnerNON EXECUTIVE DIRECTOR, ownership code NA, individual
Jan 26, 2017 to presentfactForm ADV

Controls (6)

← SKIBA, WLODZIMIERZ, ANDRZEJOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Jan 28, 2014 to presentfactForm ADV
← LECLERCQ, LUC, HECTOR THERESEOwnerCHIEF OPERATION OFFICER AND CHIEF RISK OFFICER, PARTNER, ownership code NA, individual
May 28, 2020 to presentfactForm ADV
← BROWN, MONIQUE, FRANCOISE VELDAOwnerNON EXECUTIVE DIRECTOR, ownership code NA, individual
Jan 29, 2020 to presentfactForm ADV
← Michael, Luis, XanthosOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 29, 2020 to presentfactForm ADV
← RBC USA HOLDCO CORPORATION.OwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 2, 2016 to presentfactForm ADV
← ROYAL BANK OF CANADAOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 7, 2012 to presentfactForm ADV

Dated events

Occurred
May 28, 2020
Control person joined
Hector Therese Luc Leclercq (Chief Operation Officer And Chief Risk Officer, Partner) appeared on Schedule A of Bluebay Asset Management Usa Llc
Form ADVobserved 6 days ago
Occurred
May 28, 2020
Control person left
Patrick Thomas Kreuzer (Executive Director) no longer on Schedule A of Bluebay Asset Management Usa Llc (listed 2020-01-29, absent 2020-05-28)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2020
Control person joined
Xanthos Luis Michael (Chief Compliance Officer) appeared on Schedule A of Bluebay Asset Management Usa Llc
Form ADVobserved 6 days ago
Occurred
Jan 29, 2020
Control person joined
Francoise Velda Monique Brown (Non Executive Director) appeared on Schedule A of Bluebay Asset Management Usa Llc
Form ADVobserved 6 days ago
Occurred
Jan 25, 2018
Regulatory AUM changed
Bluebay Asset Management Usa Llc reported RAUM $13.7B, up 79% from $7.6B (2017-06-05 to 2018-01-25)
Form ADVobserved 6 days ago
$6.0B
Occurred
Nov 7, 2012
First Form ADV filing
Bluebay Asset Management Usa Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4de31d6b-ed30-2cf3-5915-278afd08e814
First observed: Nov 7, 2012
Last observed: Jul 20, 2021 62 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLUEBAY ASSET MANAGEMENT USA LLC

CRD 164530

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4de31d6b-ed30-2cf3-5915-278afd08e814

Data as of Jul 20, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, MONIQUE, FRANCOISE VELDA

NON EXECUTIVE DIRECTOR

yes

05/2019

Jan 29, 2020

Jul 20, 2021

LECLERCQ, LUC, HECTOR THERESE

CHIEF OPERATION OFFICER AND CHIEF RISK OFFICER, PARTNER

yes

01/2017

May 28, 2020

Jul 20, 2021

Michael, Luis, Xanthos

CHIEF COMPLIANCE OFFICER

yes

11/2019

Jan 29, 2020

Jul 20, 2021

RBC USA HOLDCO CORPORATION.

MANAGING MEMBER

yes

11/2016

Nov 2, 2016

Jul 20, 2021

ROYAL BANK OF CANADA

Shareholder

yes

12/2010

Nov 7, 2012

Jul 20, 2021

SKIBA, WLODZIMIERZ, ANDRZEJ

EXECUTIVE DIRECTOR

yes

09/2013

Jan 28, 2014

Jul 20, 2021

TIMMER, CAROL, ANN

NON EXECUTIVE DIRECTOR

03/2014

Jan 26, 2017

Jul 20, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RBC CAPITAL MARKETS, LLC

n/a

National bd RIA

$310B

yes

n/a

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

n/a

Asset manager

$104B

yes

n/a

BLUEBAY ASSET MANAGEMENT LLP

n/a

Former SEC adviser

$58B

yes

n/a

ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

n/a

Former SEC adviser

$352M

yes

n/a

RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC

n/a

yes

n/a

ROYAL BANK HOLDING INC

n/a

yes

n/a

ROYAL BANK OF CANADA

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 28, 2021

$15B

$592M

2019

Jan 29, 2020

$13B

$25.1M

2018

Jan 29, 2019

$12B

n/a

2017

Jan 25, 2018

$14B

n/a

2016

Jan 26, 2017

$7.6B

n/a

2015

Jan 26, 2016

$36B

$24B

n/a

2014

Jan 28, 2015

$29B

n/a

2013

Jan 28, 2014

$43B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$15B

$13B

14.1%

$14B

3.5%