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Advisor at MASCOMA WEALTH MANAGEMENT
BURLINGTON, VT | HANOVER, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MASCOMA WEALTH MANAGEMENT | Independent wealth | Sep 24, 2021 | n/a | yes | HANOVER, NH|BURLINGTON, VT | Current employment |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Apr 5, 2018 | Sep 10, 2021 | no | Burlington, VT | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 13, 2001 | Nov 7, 2008 | no | COLCHESTER, VT|COLCHESTER, VT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S UNITED ADVISORS, INC. | MASCOMA WEALTH MANAGEMENT | Sep 10, 2021 | Sep 24, 2021 | 14 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | PEOPLE'S UNITED ADVISORS, INC. | Nov 7, 2008 | Apr 5, 2018 | 3,436 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 292454:174907:VT:2021-09-10 | Sep 10, 2021 | Sep 24, 2021 | BURLINGTON, VT | Firm change |