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Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
Austin, TX | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Independent wealth | Jun 13, 2022 | n/a | yes | Austin, TX|DALLAS, TX | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jul 1, 2013 | Jul 23, 2019 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 27, 2005 | Jun 10, 2013 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Jul 23, 2019 | Jun 13, 2022 | 1,056 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | BMO HARRIS FINANCIAL ADVISORS, INC | Jun 10, 2013 | Jul 1, 2013 | 21 | Firm change | Other |