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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Florence Benjamin Isaac

Advisor at FIFTH THIRD SECURITIES, INC.

CHICAGO, IL

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Search this name across graphsid dfx:ria:4df045a7-bc66-c78a-2f6a-7e76ffd755ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 23, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 18, 2014
First registration: Mar 23, 2023
Dual registered: yes, broker-dealer
Other names: FLORENCE B. ISAAC|FLORENCE B ISAAC|Florence Benjamin Isaac|Florence Isaac
IAPD individual key: 6289898

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Apr 3, 2026	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Apr 15, 2026	no	CHICAGO, IL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 7, 2023	Nov 14, 2024	no	Chicago, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 23, 2023	Apr 10, 2023	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	FIFTH THIRD SECURITIES, INC.	Apr 15, 2026	Apr 3, 2026	-12	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Apr 10, 2023	Nov 7, 2023	211	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Apr 15, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 7, 2023 to Nov 14, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 23, 2023 to Apr 10, 2023factForm ADV

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
Florence Benjamin Isaac left Lpl Enterprise, Llc for Fifth Third Securities, Inc. (registered 2026-04-03)
Form ADVobserved 4 days ago
Occurred
Apr 10, 2023
Advisor changed firm
Florence Benjamin Isaac left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2023-11-07)
Form ADVobserved 4 days ago