This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COURIER CAPITAL, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 13, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Jan 13, 2012

First registration

May 31, 2017

Dual registered

no

Other names

STEPHEN FASSEL

IAPD individual key

6002864

• Occurred

  May 12, 2023
  Advisor changed firm

  Stephen John Fassel left Lpl Financial Llc for Hnp Capital Llc (registered 2021-08-08)

  Form ADVobserved 4 days ago
• Occurred

  May 9, 2023
  Advisor changed firm

  Stephen John Fassel left Hnp Capital Llc for Courier Capital, Llc (registered 2023-06-13)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4df32094-c2fe-edd2-e775-fd9aa7ebcd0b

First observed

May 31, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.