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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

COURIER CAPITAL, LLC

CRD 282485

BUFFALO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cf6e37f-5835-6a3f-524d-62f06835653a

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 19
On other graphs: 0
Observed: Dec 28, 2015 to Mar 16, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.6BItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1B
Private client RAUM: $2.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $256Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 26
Advisory employees: 12
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 3,857
Individual clients: 1,738
High net worth clients: 356
Custody, client assets: $3.0B
SEC number: 801-107119
CIK: 1015247
CRD: 282485
Filings on the tape: 29
First filed: Dec 28, 2015
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, NY
Website: couriercapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM HENRY GURNEY	n/a	BUFFALO, NY	10	34	n/a	no
THOMAS JAMES HANLON	Certified Financial Planner	BUFFALO, NY	5	10	n/a	no
Steven Anthony Gattuso	Certified Financial Planner\|Chartered Financial Analyst	Sarasota, FL \| BUFFALO, NY	5	13	n/a	no
MICHAEL Robert BRACE	n/a	BUFFALO, NY	5	18	n/a	no
Jason Michael Stronz	n/a	BUFFALO, NY	5	13	n/a	no
REBECCA LEVENGOOD WESTERVELT	n/a	BUFFALO, NY	3	23	1	no
NICHOLAS TIMOTHY NORVELL	Certified Financial Planner	Rochester, NY	3	28	1	no
THOMAS Blick READING	n/a	Pittsburgh, PA	3	33	3	no
DAVID Carl ROBBINS	n/a	Rochester, NY	3	25	1	no
STEPHEN JOHN FASSEL	n/a	BUFFALO, NY	3	14	2	no
Ryan Thomas Hanlon	n/a	BUFFALO, NY	3	10	n/a	no
LAWRENCE VERNON WHISTLER	Chartered Financial Analyst	BUFFALO, NY	1	31	1	no
Ryan Paul Coppola	Chartered Financial Analyst	BUFFALO, NY	1	12	n/a	no
JOZEF NICHOLAS KUZMKOWSKI	n/a	BUFFALO, NY	0	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IGLEWSKI, JAMES, EDWARD	President	Na	yes	10/2023	Mar 16, 2026	Mar 16, 2026
MOHN, KAREN, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2025	Mar 16, 2026	Mar 16, 2026
Stronz, Jason, Michael	SENIOR MANAGING DIRECTOR	Na	yes	10/2023	Mar 16, 2026	Mar 16, 2026
FINANCIAL INSTITUTIONS, INC.	OWNER (100%)	E	yes	01/2016	Dec 28, 2015	Apr 19, 2024
HANLON, THOMAS, JAMES	EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT	Na	yes	10/2023	Sep 27, 2017	Apr 19, 2024
WESTERVELT, REBECCA, LEVENGOOD	CHIEF COMPLIANCE OFFICER	Na	yes	12/2023	Mar 28, 2024	Apr 19, 2024
WISINSKI, HEATHER, LYNN	SENIOR DIRECTOR OF OPERATIONS	Na	yes	01/2022	Mar 28, 2023	Apr 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIVE STAR BANK	n/a	n/a	n/a	N	yes	NY
SDN INSURANCE AGENCY LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rochester	NY	United States	2	no
Jamestown	NY	United States	1	no
Pittsburgh	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$3.6B	$3.1B	26	12	4	n/a	n/a
2024	Mar 27, 2025	$3.1B	$2.7B	25	11	3	n/a	n/a
2023	Mar 28, 2024	$2.9B	$2.5B	23	12	3	n/a	n/a
2022	Mar 28, 2023	$1.9B	$1.6B	15	6	1	n/a	n/a
2021	Mar 30, 2022	$2.2B	$1.9B	14	6	1	n/a	n/a
2020	Mar 23, 2021	$2.0B	$1.7B	17	8	1	n/a	n/a
2019	Mar 3, 2020	$1.9B	$1.5B	18	9	1	n/a	n/a
2018	Mar 30, 2019	$1.6B	$1.3B	18	9	2	n/a	n/a
2017	Mar 29, 2018	$1.7B	$1.3B	18	9	2	n/a	n/a
2016	Mar 31, 2017	$1.3B	$1.0B	13	7	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.1B	16.0%	$1.9B	23.6%	26	25	4	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HNP CAPITAL LLC	6	May 9, 2023	Jun 13, 2023	ROCHESTER, NY	Firm absorbed	RIA to RIA	66.7%

Relationships

Registered with (17)

← JOZEF NICHOLAS KUZMKOWSKIAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← Ryan Paul CoppolaAdvisorregistration: current employment
Jun 22, 2025 to presentfactForm ADV
← LAWRENCE VERNON WHISTLERAdvisorregistration: current employment
Feb 26, 2025 to presentfactForm ADV
← Ryan Thomas HanlonAdvisorregistration: current employment
Aug 11, 2023 to presentfactForm ADV
← THOMAS Blick READINGAdvisorregistration: current employment
Jun 13, 2023 to presentfactForm ADV
← DAVID Carl ROBBINSAdvisorregistration: current employment
Jun 13, 2023 to presentfactForm ADV
← STEPHEN JOHN FASSELAdvisorregistration: current employment
Jun 13, 2023 to presentfactForm ADV
← NICHOLAS TIMOTHY NORVELLAdvisorregistration: current employment
May 30, 2023 to presentfactForm ADV
← REBECCA LEVENGOOD WESTERVELTAdvisorregistration: current employment
May 9, 2023 to presentfactForm ADV
← Jason Michael StronzAdvisorregistration: current employment
Aug 12, 2021 to presentfactForm ADV
← MICHAEL Robert BRACEAdvisorregistration: current employment
Aug 11, 2021 to presentfactForm ADV
← THOMAS JAMES HANLONAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← Steven Anthony GattusoAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← WILLIAM HENRY GURNEYAdvisorregistration: current employment
Feb 24, 2016 to presentfactForm ADV
← JOHN RAYMOND PICCIRILLIAdvisorregistration: previous registration
May 28, 2025 to Jun 2, 2025factForm ADV
← Robert Christopher HobaicaAdvisorregistration: previous registration
May 17, 2023 to Feb 26, 2025factForm ADV
← Isabella Francis LoughlinAdvisorregistration: previous registration
Jun 13, 2023 to Jan 25, 2024factForm ADV

Affiliated with (1)

← HNP CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← IGLEWSKI, JAMES, EDWARDOwnerPRESIDENT, ownership code NA, individual
Mar 28, 2024 to Apr 19, 2024factForm ADV
← WISINSKI, HEATHER, LYNNOwnerSENIOR DIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 28, 2023 to Apr 19, 2024factForm ADV
← WESTERVELT, REBECCA, LEVENGOODOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2024 to Apr 19, 2024factForm ADV
← HANLON, THOMAS, JAMESOwnerEXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT, ownership code NA, individual
Sep 27, 2017 to Apr 19, 2024factForm ADV
← Stronz, Jason, MichaelOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2024 to Apr 19, 2024factForm ADV
← FINANCIAL INSTITUTIONS, INC.OwnerOWNER (100%), ownership code E, domestic entity
Dec 28, 2015 to Apr 19, 2024factForm ADV

Moved with (1)

← HNP CAPITAL LLCRegistered adviser6 advisors, firm absorbed, same day
May 9, 2023 to Jun 13, 2023factForm ADV

Dated events

Occurred
Jun 2, 2025
Advisor changed firm
John Raymond Piccirilli left Courier Capital, Llc for Verdence Capital Advisors, Llc (registered 2025-09-16)
Form ADVobserved 6 days ago
Occurred
Feb 26, 2025
Advisor departed, no destination yet
Robert Christopher Hobaica no longer registered at Courier Capital, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Courier Capital, Llc reported RAUM $2.9B, up 51% from $1.9B (2023-05-17 to 2024-03-28)
Form ADVobserved 6 days ago
$965M
Occurred
Mar 28, 2024
Control person joined
Edward James Iglewski (President) appeared on Schedule A of Courier Capital, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person joined
Levengood Rebecca Westervelt (Chief Compliance Officer) appeared on Schedule A of Courier Capital, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person joined
Michael Jason Stronz (Senior Managing Director) appeared on Schedule A of Courier Capital, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Ann Karen Mohn (Chief Compliance Officer) no longer on Schedule A of Courier Capital, Llc (listed 2023-05-17, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Jan 25, 2024
Advisor changed firm
Isabella Francis Loughlin left Courier Capital, Llc for Cobblestone Capital Advisors, Llc (registered 2024-01-30)
Form ADVobserved 6 days ago
Occurred
May 9, 2023
Firm absorbed
Hnp Capital LLC's advisors moved to Courier Capital, LLC (Rochester, NY): 6 of 9 registered, on the same day
Form ADVobserved 6 days ago
6 advisors
Occurred
Mar 28, 2023
Control person joined
Lynn Heather Wisinski (Senior Director Of Operations) appeared on Schedule A of Courier Capital, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person left
Brian Bruce Kaz (Chief Compliance Officer) no longer on Schedule A of Courier Capital, Llc (listed 2018-07-16, absent 2019-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person left
K Martin Birmingham (Chairman/Ceo) no longer on Schedule A of Courier Capital, Llc (listed 2018-07-16, absent 2019-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person left
Bruce Kevin Klotzbach (Treasurer) no longer on Schedule A of Courier Capital, Llc (listed 2018-07-16, absent 2019-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person left
Marie Sonia Dumbleton (Secretary) no longer on Schedule A of Courier Capital, Llc (listed 2018-07-16, absent 2019-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person left
L William Kreienberg (President) no longer on Schedule A of Courier Capital, Llc (listed 2018-07-16, absent 2019-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person joined
Ann Karen Mohn (Chief Compliance Officer) appeared on Schedule A of Courier Capital, Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Courier Capital, Llc reported RAUM $1.7B, up 27% from $1.3B (2017-09-29 to 2018-03-29)
Form ADVobserved 6 days ago
$355M
Occurred
Dec 28, 2015
Succession filed (Item 4)
Mustard Acquisition Sub, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Dec 28, 2015
First Form ADV filing
Mustard Acquisition Sub, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cf6e37f-5835-6a3f-524d-62f06835653a
First observed: Dec 28, 2015
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COURIER CAPITAL, LLC

CRD 282485

BUFFALO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cf6e37f-5835-6a3f-524d-62f06835653a

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM HENRY GURNEY

n/a

BUFFALO, NY

n/a

THOMAS JAMES HANLON

Certified Financial Planner

BUFFALO, NY

n/a

Steven Anthony Gattuso

Certified Financial Planner|Chartered Financial Analyst

Sarasota, FL | BUFFALO, NY

n/a

MICHAEL Robert BRACE

n/a

BUFFALO, NY

n/a

Jason Michael Stronz

n/a

BUFFALO, NY

n/a

REBECCA LEVENGOOD WESTERVELT

n/a

BUFFALO, NY

NICHOLAS TIMOTHY NORVELL

Certified Financial Planner

Rochester, NY

THOMAS Blick READING

n/a

Pittsburgh, PA

DAVID Carl ROBBINS

n/a

Rochester, NY

STEPHEN JOHN FASSEL

n/a

BUFFALO, NY

Ryan Thomas Hanlon

n/a

BUFFALO, NY

n/a

LAWRENCE VERNON WHISTLER

Chartered Financial Analyst

BUFFALO, NY

Ryan Paul Coppola

Chartered Financial Analyst

BUFFALO, NY

n/a

JOZEF NICHOLAS KUZMKOWSKI

n/a

BUFFALO, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IGLEWSKI, JAMES, EDWARD

President

yes

10/2023

Mar 16, 2026

MOHN, KAREN, ANN

CHIEF COMPLIANCE OFFICER

yes

02/2025

Mar 16, 2026

Stronz, Jason, Michael

SENIOR MANAGING DIRECTOR

yes

10/2023

Mar 16, 2026

FINANCIAL INSTITUTIONS, INC.

OWNER (100%)

yes

01/2016

Dec 28, 2015

Apr 19, 2024

HANLON, THOMAS, JAMES

EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT

yes

10/2023

Sep 27, 2017

Apr 19, 2024

WESTERVELT, REBECCA, LEVENGOOD

CHIEF COMPLIANCE OFFICER

yes

12/2023

Mar 28, 2024

Apr 19, 2024

WISINSKI, HEATHER, LYNN

SENIOR DIRECTOR OF OPERATIONS

yes

01/2022

Mar 28, 2023

Apr 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIVE STAR BANK

n/a

yes

SDN INSURANCE AGENCY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Rochester

United States

Jamestown

United States

Pittsburgh

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$3.6B

$3.1B

n/a

2024

Mar 27, 2025

$3.1B

$2.7B

n/a

2023

Mar 28, 2024

$2.9B

$2.5B

n/a

2022

Mar 28, 2023

$1.9B

$1.6B

n/a

2021

Mar 30, 2022

$2.2B

$1.9B

n/a

2020

Mar 23, 2021

$2.0B

$1.7B

n/a

2019

Mar 3, 2020

$1.9B

$1.5B

n/a

2018

Mar 30, 2019

$1.6B

$1.3B

n/a

2017

Mar 29, 2018

$1.7B

$1.3B

n/a

2016

Mar 31, 2017

$1.3B

$1.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.6B

$3.1B

16.0%

$1.9B

23.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HNP CAPITAL LLC

May 9, 2023

Jun 13, 2023

ROCHESTER, NY

Firm absorbed

RIA to RIA

66.7%