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RIA / WealthAdvisorCertified Financial Planner22 years in industry

SEAN PATRICK CRAGAN

Advisor at F L PUTNAM INVESTMENT MANAGEMENT CO.

Pembroke, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4df7cc1d-97d7-7d0d-a4b3-77c8a8bcff71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F L PUTNAM INVESTMENT MANAGEMENT CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Jun 28, 2004
First registration: Jul 16, 2004
Dual registered: no
IAPD individual key: 4779237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F L PUTNAM INVESTMENT MANAGEMENT CO.	Independent wealth	Jun 7, 2023	n/a	yes	Pembroke, MA	Current employment
SVB WEALTH	Independent wealth	Nov 14, 2014	May 19, 2023	no	BOSTON, MA\|BOSTON, MA\|BOSTON, MA	Previous registration
BANYAN PARTNERS, LLC	Former SEC adviser	Aug 13, 2013	Nov 26, 2014	no	BOSTON, MA	Previous registration
SILVER BRIDGE	Former SEC adviser	Nov 18, 2008	Aug 7, 2013	no	BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Jul 16, 2004	Sep 2, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB WEALTH	F L PUTNAM INVESTMENT MANAGEMENT CO.	May 19, 2023	Jun 7, 2023	19	Firm change	Ibd to RIA
BANYAN PARTNERS, LLC	SVB WEALTH	Nov 26, 2014	Nov 14, 2014	-12	Bulk transfer	Other
SILVER BRIDGE	BANYAN PARTNERS, LLC	Aug 7, 2013	Aug 13, 2013	6	Firm change	Other
COLUMBIA MANAGEMENT ADVISORS, INC.	SILVER BRIDGE	Sep 2, 2004	Nov 18, 2008	1,538	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
172832:106223:MA:2023-05-19	May 19, 2023	Jun 7, 2023	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ F L PUTNAM INVESTMENT MANAGEMENT CO.Registered adviserregistration: current employment
Jun 7, 2023 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Nov 14, 2014 to May 19, 2023factForm ADV
→ BANYAN PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 13, 2013 to Nov 26, 2014factForm ADV
→ SILVER BRIDGERegistered adviserregistration: previous registration
Nov 18, 2008 to Aug 7, 2013factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jul 16, 2004 to Sep 2, 2004factForm ADV

Dated events

Occurred
May 19, 2023
Advisor changed firm
Sean Patrick Cragan left Svb Wealth for F L Putnam Investment Management Co. (registered 2023-06-07)
Form ADVobserved 3 days ago