DFX Intelligence

L•••• L••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

L•••• L••••• F••••••••

Advisor at L•• F•••••••• L••

WINTER HAVEN, FL

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Search this name across graphsid dfx:ria:4e0bddb9-0371-ba79-54ce-af42729df4cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 30, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2022	n/a	yes	WINTER HAVEN, FL	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	May 20, 2021	May 19, 2022	no	WINTER HAVEN, FL\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	L•• F•••••••• L••	May 19, 2022	May 18, 2022	-1	Firm change	Ibd to RIA
S••••• F•••••••• G•••• I••	C••••• A•••••• N••••••• L••	May 20, 2021	May 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:6413:CA:2022-05-19	May 19, 2022	May 18, 2022	EL SEGUNDO, CA	Firm change
109485:13572:FL:2021-05-20	May 20, 2021	May 20, 2021	WINTER HAVEN, FL	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 20, 2021 to May 19, 2022factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Aug 21, 2009 to May 20, 2021factForm ADV
→ M••••• S•••••• C•••••••••Registered adviser

Dated events

Occurred
May 19, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e0bddb9-0371-ba79-54ce-af42729df4cd
First observed: Sep 30, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.