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Registered advisor
L•••• L••••• F••••••••
Feed of 09/14/2026
Also filed as L•••• Ann L•••••
At current firm
4 y
since May 18, 2022
In the industry
43 y
since Apr 23, 1983 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Winter Haven, Fl
- C••••• A•••••• N••••••• L•• formerMay 20, 2021 to May 19, 2022 · Winter Haven, Fl
- S••••• F•••••••• G•••• I•• formerAug 21, 2009 to May 20, 2021 · Winter Haven, Fl
- M••••• S•••••• C••••••••• unclassifiedMay 12, 2008 to Aug 25, 2009 · Winter Haven, Fl
- F•••• A••••• A••••••• S•••••••• I••• formerJan 8, 2007 to Apr 24, 2008 · Winter Haven, Fl
- F•• A••••••• S••••••• I•• unclassifiedSep 30, 1993 to Jan 1, 2007 · Winter Haven, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left May 19, 2022, registered May 18, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• C••••••••• to S••••• F•••••••• G•••• I••left Aug 25, 2009, registered Aug 21, 2009 (-4 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to M••••• S•••••• C•••••••••left Apr 24, 2008, registered May 12, 2008 (18 days) · Other
- F•• A••••••• S••••••• I•• to F•••• A••••• A••••••• S•••••••• I•••left Jan 1, 2007, registered Jan 8, 2007 (7 days) · corporate re-registration, not a move
Signals
- L•••• L••••• F•••••••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2022-05-18)May 19, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address