This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.79 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false

Regulatory AUM

$132MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$132M

Private client RAUM

$105MderivedItem 5.D individuals plus high net worth individuals

Private client share

79%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$18.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

7

Offices

2Schedule D 1.F, beyond the principal office

Accounts

348

Individual clients

97

High net worth clients

24

SEC number

801-135568

CRD

304024

Filings on the tape

6

First filed

Feb 13, 2026

Latest filed

Sep 17, 2026

Organised

Limited Liability Company, IL

• Occurred

  Jun 3, 2024
  Advisor changed firm

  Christopher Gabriel Chavez left Blue Line Capital for Fisher Investments (registered 2024-08-13)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4e1708b7-ca58-5c04-c1f4-75188a63e5f3

First observed

Feb 13, 2026

Last observed

Sep 17, 2026 2 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.