DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Blue Line Capital

Bank affiliated wealth managerChicago, IllinoisCRD 304024SEC 801-135568websiteIAPD
Legal name Blue Line Capital, LLC
Latest filing Jun 4, 2026
First filing on the tape Feb 13, 2026 · 5 filings
SEC status approved since Feb 19, 2026
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$105M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$18.8M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$132M as of Jun 4, 2026
Feb 13, 2026$132M then
HNW client RAUM$78.7M as of Jun 4, 2026
Feb 13, 2026$78.7M then
State-registered IARs (5.B.3)7 as of Jun 4, 2026
Feb 13, 20265 then
Employees (5.A)7 as of Jun 4, 2026
Feb 13, 20265 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$18.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$379,074derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$78.7M60%
  • Individuals$25.8M20%
  • Corporations and businesses$24.8M19%
  • Pension and profit-sharing plans$2.6M2.0%
Individual clients
97reported
HNW clients
24reported
Pension plan clients
15reported
Charitable clients
0reported
Accounts
348reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.79 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
William Samuel BaruchChicago, IlJul 24, 201914 y0
Jacob ShamblottCertified Financial PlannerChicago, IlMar 18, 202410 y3
Phillip Eugen StreibleChicago, Il Apr 5, 202424 y1
Jason James CohrsDakota Dunes, Sd Dec 5, 202416 y0
Christopher Michael KhanChicago, IlSep 22, 202511 y0
Daniel Jordan WhiteChicago, IlMar 11, 202610 y0
Owen Winslow HardyChicago, IlJun 1, 202612 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Stuart Oliver Sloup · Minority Owner
    since 01/2022 · owns 10% to 25%
  • Eugen Phillip Streible · Minority Owner
    since 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chicago, Il · principal730
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · 5 to 7
    May 21, 2026 to Jun 4, 2026
  • Employees · 5 to 7
    May 21, 2026 to Jun 4, 2026
  • State-registered IARs · 5 to 7
    May 21, 2026 to Jun 4, 2026
Signals
1 dated events
  • Christopher Gabriel Chavez left Blue Line Capital for Fisher Investments (registered 2024-08-13)
    Jun 3, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@bluelinecapitalwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
312-837-3944reportedpublished by the firm, firm site, Sep 16, 2026
Website
bluelinecapitalwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
312-837-3944reportedpublic record, Form ADV, Jun 4, 2026
Contact form
bluelinecapitalwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$18.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026