DFX Intelligence

E••••• A•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

E••••• A•••• A••••••

Advisor at W•••• F•••• A•••••••

ENCINO, CA

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Search this name across graphsid dfx:ria:4e18864d-6323-7591-2876-f7d1c719023a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 20, 2025	n/a	yes	ENCINO, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 1, 2017	Mar 20, 2025	no	WOODLAND HILLS, CA\|ENCINO, CA\|WOODLAND HILLS, CA\|WESTLAKE VILLAGE, CA\|WOODLAND HILLS, CA\|ENCINO, CA\|SHERMAN OAKS, CA\|STUDIO CITY, CA\|SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Mar 20, 2025	Mar 20, 2025	0	Channel change	Wirehouse to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:CA:2025-03-13	Mar 20, 2025	Mar 20, 2025	SANTA MONICA, CA	Firm change

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2017 to Mar 20, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e18864d-6323-7591-2876-f7d1c719023a
First observed: Jan 1, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.