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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JULIE ANN MARTINEZ

Advisor at LPL FINANCIAL LLC

Houston, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:4e1e81a2-4ca0-3535-d0d0-48844ec0bce0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 20, 2005
First registration: Dec 21, 2005
Dual registered: yes, broker-dealer
Other names: JULIE ANN MAYSE|JULIE ANN MAYSE
IAPD individual key: 4791821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 4, 2025	n/a	yes	AUSTIN, TX\|Houston, TX	Current employment
VISIONARY ASSET MANAGEMENT	Former SEC adviser	Feb 19, 2013	Apr 1, 2019	no	HOUSTON, TX	Previous registration
ALPHASOURCE INVESTMENT COUNSEL, INC	Former SEC adviser	Feb 19, 2013	Jul 1, 2013	no	HOUSTON, TX	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Nov 11, 2010	Oct 27, 2025	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 6, 2009	Oct 22, 2010	no	HOUSTON, TX	Previous registration
STANFORD CAPITAL MANAGEMENT, LLC	n/a	Apr 30, 2008	Nov 7, 2008	no	HOUSTON, TX	Previous registration
STANFORD GROUP COMPANY	n/a	Dec 21, 2005	Mar 9, 2009	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	ALPHASOURCE INVESTMENT COUNSEL, INC	Oct 27, 2025	Feb 19, 2013	-4,633	Firm change after gap	Other
VISIONARY ASSET MANAGEMENT	LPL FINANCIAL LLC	Apr 1, 2019	Sep 4, 2025	2,348	Firm change after gap	RIA to ibd
ALPHASOURCE INVESTMENT COUNSEL, INC	VISIONARY ASSET MANAGEMENT	Jul 1, 2013	Feb 19, 2013	-132	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NEXT FINANCIAL GROUP, INC.	Oct 22, 2010	Nov 11, 2010	20	Firm change	Other
STANFORD GROUP COMPANY	STANFORD CAPITAL MANAGEMENT, LLC	Mar 9, 2009	Apr 30, 2008	-313	Firm change after gap	Other
STANFORD CAPITAL MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 7, 2008	Oct 6, 2009	333	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 11, 2010 to Oct 27, 2025factForm ADV
→ VISIONARY ASSET MANAGEMENTRegistered adviserregistration: previous registration
Feb 19, 2013 to Apr 1, 2019factForm ADV
→ ALPHASOURCE INVESTMENT COUNSEL, INCRegistered adviserregistration: previous registration
Feb 19, 2013 to Jul 1, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 6, 2009 to Oct 22, 2010factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Dec 21, 2005 to Mar 9, 2009factForm ADV
→ STANFORD CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 30, 2008 to Nov 7, 2008factForm ADV

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
Julie Ann Martinez left Next Financial Group, Inc. for Alphasource Investment Counsel, Inc (registered 2013-02-19)
Form ADVobserved 5 days ago