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J•••••• D•••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••••• D•••• E•••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | FORT WORTH, TX

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Search this name across graphsid dfx:ria:4e27bcd1-0183-d7b5-9cbe-87c631e1e9a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 8, 2021	n/a	yes	FORT WORTH, TX\|SAN DIEGO, CA	Current employment
N•••• C••••••	Independent wealth	Nov 16, 2018	Jun 18, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• C••••••	L•• F•••••••• L••	Jun 18, 2020	Jul 8, 2021	385	Firm change	RIA to ibd
A•••••• A••••••• S•••••••	N•••• C••••••	Dec 12, 2016

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 8, 2021 to presentfactForm ADV
→ N•••• C••••••Registered adviserregistration: previous registration
Nov 16, 2018 to Jun 18, 2020factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 5, 2016 to Dec 12, 2016factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e27bcd1-0183-d7b5-9cbe-87c631e1e9a1
First observed: Mar 8, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.