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RIA / WealthAdvisor10 years in industry

Joseph Frederick Rambow

Advisor at NEPTUNE WEALTH

PITTSBURGH, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEPTUNE WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 20, 2018
First registration: Jul 25, 2018
Dual registered: no
Other names: JOSEPH F RAMBOW|Joe Rambow|Joey Rambow|Joseph Rambow
IAPD individual key: 6188075

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEPTUNE WEALTH	State registered	Sep 30, 2024	n/a	yes	PITTSBURGH, PA	Current employment
PELICAN WEALTH ADVISORS, LLC	State registered	Dec 21, 2022	Jan 31, 2025	no	BONITA SPRINGS, FL	Previous registration
AIM WEALTH, LLC	Former SEC adviser	Apr 19, 2022	May 15, 2023	no	CAPE CORAL, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 3, 2019	Apr 12, 2022	no	TAMPA, FL\|CLEARWATER, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 25, 2018	Dec 10, 2018	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PELICAN WEALTH ADVISORS, LLC	NEPTUNE WEALTH	Jan 31, 2025	Sep 30, 2024	-123	Firm change after gap	Other
AIM WEALTH, LLC	PELICAN WEALTH ADVISORS, LLC	May 15, 2023	Dec 21, 2022	-145	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AIM WEALTH, LLC	Apr 12, 2022	Apr 19, 2022	7	Firm change	Wirehouse to new firm
RAYMOND JAMES & ASSOCIATES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 10, 2018	Jan 3, 2019	24	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ NEPTUNE WEALTHRegistered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ PELICAN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 21, 2022 to Jan 31, 2025factForm ADV
→ AIM WEALTH, LLCRegistered adviserregistration: previous registration
Apr 19, 2022 to May 15, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 3, 2019 to Apr 12, 2022factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 25, 2018 to Dec 10, 2018factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
Joseph Frederick Rambow left Pelican Wealth Advisors, Llc for Neptune Wealth (registered 2024-09-30)
Form ADVobserved 5 days ago
Occurred
May 15, 2023
Advisor changed firm
Joseph Frederick Rambow left Aim Wealth, Llc for Pelican Wealth Advisors, Llc (registered 2022-12-21)
Form ADVobserved 5 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Joseph Frederick Rambow left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Aim Wealth, Llc (registered 2022-04-19)
Form ADVobserved 5 days ago