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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Quincy, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 27, 2018 | n/a | yes | Quincy, IL | Current employment |
| IPI WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Mar 4, 2016 | Aug 28, 2018 | no | QUINCY, IL|DECATUR, IL | Previous registration |
| O'CONNOR FINANCIAL GROUP LLC | Independent wealth | Oct 5, 2015 | Feb 24, 2016 | no | QUINCY, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IPI WEALTH MANAGEMENT, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Aug 28, 2018 | Aug 27, 2018 | -1 | Firm change | Other |
| O'CONNOR FINANCIAL GROUP LLC | IPI WEALTH MANAGEMENT, INC. | Feb 24, 2016 | Mar 4, 2016 | 9 | Firm change | Other |