This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$275MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$272M

Private client RAUM

$275MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$68.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,062

Individual clients

305

High net worth clients

50

Custody, client assets

$115M

SEC number

801-125759

CRD

168636

Filings on the tape

16

First filed

Apr 28, 2022

Latest filed

Sep 14, 2026

Organised

Limited Liability Company, IL

• Occurred

  Mar 2, 2023
  Control person joined

  Jackson O'Connor (Cco) appeared on Schedule A of O'Connor Financial Group Llc

  Form ADVobserved 6 days ago
• Occurred

  Apr 28, 2022
  First Form ADV filing

  O'Connor Financial Group Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:37acb7e6-aa69-f8be-86fa-b357c40aa4fe

First observed

Apr 28, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.