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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MICHAEL WASHINGTON JONES

Advisor at SUPREME ALLIANCE LLC

Charlotte, NC | Plymouth, MA | CHARLOTTE, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUPREME ALLIANCE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 13
Exams: S66
First exam: Apr 28, 2000
First registration: Jul 17, 2000
Dual registered: yes, broker-dealer
Other names: MIKE JONES
IAPD individual key: 3248874

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUPREME ALLIANCE LLC	Independent wealth	Mar 28, 2013	n/a	yes	CHARLOTTE, NC\|CHARLOTTE, NC\|Charlotte, NC\|CHARLOTTE, NC\|Plymouth, MA	Current employment
UNITED SECURITIES ALLIANCE, INC.	n/a	Jan 25, 2008	Dec 31, 2010	no	ENGLEWOOD, CO	Previous registration
INSIGNE CONSULTING, INC.	n/a	Mar 10, 2004	Nov 28, 2007	no	CHARLOTTE, NC	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Jul 17, 2000	Mar 10, 2004	no	CHARLOTTE, NC\|GREENWOOD VILLAGE, CO\|CHARLOTTE, NC\|GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED SECURITIES ALLIANCE, INC.	SUPREME ALLIANCE LLC	Dec 31, 2010	Mar 28, 2013	818	Firm change after gap	Other
INSIGNE CONSULTING, INC.	UNITED SECURITIES ALLIANCE, INC.	Nov 28, 2007	Jan 25, 2008	58	Firm change	Other
UNITED SECURITIES ALLIANCE, INC.	INSIGNE CONSULTING, INC.	Mar 10, 2004	Mar 10, 2004	0	Firm change	Other

Relationships

Registered with (3)

→ SUPREME ALLIANCE LLCRegistered adviserregistration: current employment
Mar 28, 2013 to presentfactForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Jan 25, 2008 to Dec 31, 2010factForm ADV
→ INSIGNE CONSULTING, INC.Registered adviserregistration: previous registration
Mar 10, 2004 to Nov 28, 2007factForm ADV

Dated events

No dated event names this entity yet.