DFX Intelligence
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Reading the graph
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Advisor at P•••• C•••••• F••••••••
OVERLAND PARK, KS | Springfield, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | Mixed wealth | Jun 10, 2019 | n/a | yes | Springfield, MO|OVERLAND PARK, KS | Current employment |
| E•••••• F•••••••• E•••••• | Independent wealth | Nov 30, 2016 | Jun 20, 2019 | no | SPRINGFIELD, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | P•••• C•••••• F•••••••• | Jun 20, 2019 | Jun 10, 2019 | -10 | Firm change | Other |
| F•••••••• E•••••• A•••••• C•••••• L•• | E•••••• F•••••••• E•••••• | Nov 30, 2016 | Nov 30, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104510:288712:MO:2019-06-20 | Jun 20, 2019 | Jun 10, 2019 | SPRINGFIELD, MO | Firm change |
| 119106:109238:MO:2016-10-21 | Oct 21, 2016 | Oct 13, 2016 | SPRINGFIELD, MO | Firm change |
| F•••••••• E•••••• A•••••• C•••••• L•• | Former SEC adviser | Oct 13, 2016 | Nov 30, 2016 | no | SPRINGFIELD, MO|OVERLAND PARK, KS | Previous registration |
| T•• M••••• F••• S•••• | Former SEC adviser | Jun 30, 2014 | Oct 21, 2016 | no | SPRINGFIELD, MO | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| T•• M••••• F••• S•••• | F•••••••• E•••••• A•••••• C•••••• L•• | Oct 21, 2016 | Oct 13, 2016 | -8 | Firm change | Other |