DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ASEMPA WEALTH ADVISORS
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASEMPA WEALTH ADVISORS | Independent wealth | Nov 9, 2023 | n/a | yes | BATON ROUGE, LA | Current employment |
| DENT WEALTH ADVISORS | Former SEC adviser | Nov 19, 2009 | Oct 10, 2023 | no | BATON ROUGE, LA|Great Falls, VA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Dec 14, 2009 | no | BATON ROUGE, LA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jul 8, 2005 | Jan 2, 2009 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DENT WEALTH ADVISORS | ASEMPA WEALTH ADVISORS | Oct 10, 2023 | Nov 9, 2023 | 30 | Firm change | RIA to new firm |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | DENT WEALTH ADVISORS | Dec 14, 2009 | Nov 19, 2009 | -25 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151943:328609:VA:2023-10-10 | Oct 10, 2023 | Nov 9, 2023 | GREAT FALLS, VA | Firm change |