DFX Intelligence

A••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A••••• W••••• A•••••••

A•••••, LLC, CRD 328609

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0642699-3934-6e95-593e-02558f31d974

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2023 to May 12, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $246M••• Locked
Discretionary RAUM: $246M
Private client RAUM: $231Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $82.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Z••••• P••••••	n/a	BATON ROUGE, LA	2	21	3	no
M•••••• K•••• T••••	Certified Financial Planner	BATON ROUGE, LA	2	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• Z•••••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2023	Oct 10, 2023	Oct 31, 2024
T••••• M••••••• K••••	MANAGING PARTNER	E	yes	09/2023	Oct 10, 2023	Oct 31, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$246M	$176M	39.8%	n/a	n/a	4	4	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
D••• W••••• A•••••••	2	Oct 10, 2023	Nov 9, 2023	GREAT FALLS, VA	Team lift out	RIA to new firm	66.7%

Relationships

Registered with (3)

← C••••• S•••• B•••••••••Advisorregistration: current employment
Mar 31, 2026 to presentfactForm ADV
← Z••••• P••••••Advisorregistration: current employment
Nov 9, 2023 to presentfactForm ADV
← M•••••• K•••• T••••Advisorregistration: current employment
Nov 9, 2023 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Oct 10, 2023
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 10, 2023
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0642699-3934-6e95-593e-02558f31d974
First observed: Oct 10, 2023
Last observed: May 12, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.