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Reading the graph
Advisor at D.A. DAVIDSON & CO.
KLAMATH FALLS, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Aug 15, 2012 | n/a | yes | KLAMATH FALLS, OR | Current employment |
| SOUTH VALLEY WEALTH MANAGEMENT | Former SEC adviser | Dec 31, 1998 | Aug 16, 2012 | no | KLAMATH FALLS, OR|KLAMATH FALLS, OR|MEDFORD, OR|BEND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOUTH VALLEY WEALTH MANAGEMENT | D.A. DAVIDSON & CO. | Aug 16, 2012 | Aug 15, 2012 | -1 | Firm change | Other |