DFX Intelligence

M•••••• N• D• Q••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

M•••••• N• D• Q••••••

Advisor at A••••••• I••••••••• P•••••••

NEWTOWN SQUARE, PA

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Search this name across graphsid dfx:ria:4e3d256c-6b43-20f7-324a-1fbac3dc8160

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• P•••••••	Independent wealth	Jul 16, 2021	n/a	yes	NEWTOWN SQUARE, PA	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Mar 10, 2016	Jul 19, 2021	no	Erdenheim, PA\|CEDAR RAPIDS, IA\|West Conshohocken, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	A••••••• I••••••••• P•••••••	Jul 19, 2021	Jul 16, 2021	-3	Firm change	Ibd to RIA
T•••••• C•••••• M•••••••••	B•• P•••••••• I•••	Mar 4, 2016	Mar 10, 2016

Relationships

Registered with (7)

→ A••••••• I••••••••• P•••••••Registered adviserregistration: current employment
Jul 16, 2021 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2016 to Jul 19, 2021factForm ADV
→ T•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 5, 2013 to Mar 4, 2016factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e3d256c-6b43-20f7-324a-1fbac3dc8160
First observed: Jun 4, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.