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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HOEY INVESTMENTS, INC.

CRD 152103

COATESVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e415edb-5c4e-5e6a-9bcf-17fe53916843

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Feb 6, 2012 to Mar 28, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $788MItem 5.F on the latest filing (2026-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $788M
Private client RAUM: $788MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $788Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,554
Individual clients: 404
High net worth clients: 185
Custody, client assets: $67.2M
SEC number: 801-80919
CIK: 1799544
CRD: 152103
Filings on the tape: 33
First filed: Feb 6, 2012
Latest filed: Mar 28, 2026
Organised: Corporation, PA
Website: hoeyinvestments.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANCIS JAMES HOEY	Certified Financial Planner	COATESVILLE, PA	16	28	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOEY, FRANCIS, JAMES	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	12/2007	Feb 6, 2012	Dec 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$788M	$788M	5	1	0	n/a	n/a
2024	Mar 21, 2025	$636M	$636M	6	4	0	n/a	n/a
2023	Mar 13, 2024	$427M	$427M	6	4	0	n/a	n/a
2022	Mar 25, 2023	$289M	$289M	4	4	0	n/a	n/a
2021	Mar 25, 2022	$386M	$386M	5	2	0	n/a	n/a
2020	Mar 16, 2021	$312M	$312M	5	1	1	n/a	n/a
2019	Jan 17, 2020	$208M	$208M	4	2	0	n/a	n/a
2018	Feb 13, 2019	$159M	$159M	4	2	0	n/a	n/a
2017	Feb 13, 2018	$154M	$154M	4	3	0	n/a	n/a
2016	Mar 16, 2017	$116M	$116M	3	2	n/a	n/a	n/a
2015	Feb 23, 2016	$106M	$106M	4	3	n/a	n/a	n/a
2014	Mar 20, 2015	$100M	$100M	4	2	n/a	n/a	n/a
2011	Feb 6, 2012	$58.0M	$58.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$788M	$636M	24.0%	$289M	39.8%	5	6	0	0

Relationships

Registered with (5)

← FRANCIS JAMES HOEYAdvisorregistration: current employment
Nov 24, 2009 to presentfactForm ADV
← TIMOTHY YEATS THOMASAdvisorregistration: previous registration
Oct 13, 2021 to Nov 7, 2022factForm ADV
← Kristen VoigtsbergerAdvisorregistration: previous registration
Aug 26, 2019 to Oct 12, 2021factForm ADV
← KATELYN ELIZABETH DERRAdvisorregistration: previous registration
Nov 19, 2013 to Nov 14, 2019factForm ADV
← KIRK SHOTARO OKUMURAAdvisorregistration: previous registration
Jan 23, 2012 to Nov 2, 2016factForm ADV

Controls (1)

← HOEY, FRANCIS, JAMESOwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 6, 2012 to Dec 26, 2024factForm ADV

Dated events

Occurred
Mar 21, 2025
Regulatory AUM changed
Hoey Investments, Inc. reported RAUM $635.5M, up 49% from $427.5M (2024-12-26 to 2025-03-21)
Form ADVobserved 5 days ago
$208M
Occurred
Mar 13, 2024
Regulatory AUM changed
Hoey Investments, Inc. reported RAUM $427.5M, up 48% from $288.6M (2023-03-27 to 2024-03-13)
Form ADVobserved 5 days ago
$139M
Occurred
Nov 7, 2022
Advisor changed firm
Timothy Yeats Thomas left Hoey Investments, Inc. for Cs Planning Corp (registered 2022-12-21)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Hoey Investments, Inc. reported RAUM $312.1M, up 50% from $208.0M (2020-11-11 to 2021-03-16)
Form ADVobserved 5 days ago
$104M
Occurred
Jan 23, 2015
First Form ADV filing
Hoey Investments, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e415edb-5c4e-5e6a-9bcf-17fe53916843
First observed: Feb 6, 2012
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOEY INVESTMENTS, INC.

CRD 152103

COATESVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e415edb-5c4e-5e6a-9bcf-17fe53916843

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANCIS JAMES HOEY

Certified Financial Planner

COATESVILLE, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOEY, FRANCIS, JAMES

PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

12/2007

Feb 6, 2012

Dec 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$788M

n/a

2024

Mar 21, 2025

$636M

n/a

2023

Mar 13, 2024

$427M

n/a

2022

Mar 25, 2023

$289M

n/a

2021

Mar 25, 2022

$386M

n/a

2020

Mar 16, 2021

$312M

n/a

2019

Jan 17, 2020

$208M

n/a

2018

Feb 13, 2019

$159M

n/a

2017

Feb 13, 2018

$154M

n/a

2016

Mar 16, 2017

$116M

n/a

2015

Feb 23, 2016

$106M

n/a

2014

Mar 20, 2015

$100M

n/a

2011

Feb 6, 2012

$58.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$788M

$636M

24.0%

$289M

39.8%