DFX Intelligence

K•••••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

K•••••• V•••••••••

Advisor at C•••••• F•••••••• G••••• L••

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:5b703967-bf90-35ae-87bc-c2466af83279

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• G••••• L••	Independent wealth	Oct 4, 2023	n/a	yes	KING OF PRUSSIA, PA	Current employment
D••••••••• L••	Former SEC adviser	May 25, 2022	Apr 25, 2023	no	West Chester, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• A••••••• L••	D••••••••• L••	Oct 12, 2023	May 25, 2022	-505	Firm change after gap	Other
D••••••••• L••	C•••••• F•••••••• G••••• L••	Apr 25, 2023	Oct 4, 2023

Relationships

Registered with (4)

→ C•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 4, 2023 to presentfactForm ADV
→ M••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 25, 2021 to Oct 12, 2023factForm ADV
→ D••••••••• L••Registered adviserregistration: previous registration
May 25, 2022 to Apr 25, 2023factForm ADV
→ H••• I••••••••• I•••

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b703967-bf90-35ae-87bc-c2466af83279
First observed: Aug 26, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.