This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 28, 2010

First registration

Mar 2, 2011

Dual registered

yes, broker-dealer

IAPD individual key

4993742

• Occurred

  Dec 31, 2022
  Advisor changed firm

  Maria Krista Piechocki left The Advisory Group for Fsc Securities Corporation (registered 2011-03-09)

  Form ADVobserved 5 days ago
• Occurred

  Oct 10, 2022
  Advisor changed firm

  Maria Krista Piechocki left Fsc Securities Corporation for Lpl Financial Llc (registered 2022-10-04)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4e5823f8-999c-23ab-ff75-5857647b1bb7

First observed

Mar 2, 2011

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.