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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

Raymond Scott VanderWal

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Centennial, CO

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Search this name across graphsid dfx:ria:4e5884fd-8c0f-c2cd-616e-578588ad2bbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 13, 2011
First registration: Oct 18, 2011
Dual registered: yes, broker-dealer
Other names: RAYMOND SCOTT VANDERWAL|RAYMOND S VANDERWAL
IAPD individual key: 5965564

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 1, 2025	n/a	yes	Centennial, CO	Current employment
GPS WEALTH STRATEGIES GROUP, LLC	Former SEC adviser	Sep 9, 2024	Dec 9, 2025	no	CENTENNIAL, CO\|Centennial, CO	Previous registration
WESTERN WEALTH MANAGEMENT LLC	Independent wealth	Mar 22, 2021	Sep 9, 2024	no	Parker, CO\|Centennial, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 31, 2017	Oct 28, 2022	no	PARKER, CO\|RED FEATHER LAKES, CO\|CENTENNIAL, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 18, 2011	Sep 6, 2017	no	ENGLEWOOD, CO\|PARKER, CO\|ENGLEWOOD, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|LONE TREE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GPS WEALTH STRATEGIES GROUP, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 9, 2025	Dec 1, 2025	-8	Firm change	RIA to ibd
WESTERN WEALTH MANAGEMENT LLC	GPS WEALTH STRATEGIES GROUP, LLC	Sep 9, 2024	Sep 9, 2024	0	Firm change	RIA to RIA
LPL FINANCIAL LLC	WESTERN WEALTH MANAGEMENT LLC	Oct 28, 2022	Mar 22, 2021	-585	Firm change after gap	RIA to RIA
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Sep 6, 2017	Aug 31, 2017	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
285507:149018:CO:2025-12-01	Dec 9, 2025	Dec 1, 2025	CENTENNIAL, CO	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ GPS WEALTH STRATEGIES GROUP, LLCRegistered adviserregistration: previous registration
Sep 9, 2024 to Dec 9, 2025factForm ADV
→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 22, 2021 to Sep 9, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 31, 2017 to Oct 28, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 18, 2011 to Sep 6, 2017factForm ADV

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
Raymond Scott Vanderwal left Gps Wealth Strategies Group, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-12-01)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2024
Advisor changed firm
Raymond Scott Vanderwal left Western Wealth Management Llc for Gps Wealth Strategies Group, Llc (registered 2024-09-09)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2022
Advisor changed firm
Raymond Scott Vanderwal left Lpl Financial Llc for Western Wealth Management Llc (registered 2021-03-22)
Form ADVobserved 4 days ago